This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Darren Anthony Strickland | 1994 | Financial Adviser - ASIC ~ PS 146 Training Course 1 Managed Investments and Securities - Financial Services Training & Assessment ~ PS 146 Training Course 2 Life Insurance and Insurance Broking - Financial Services Training & Assessment ~ PS 146 Training Course 3 Superannuation - Financial Services Training & Assessment ~ PS 146 Training Course 4 Financial Planning - Financial Services Training & Assessment |
Ingrid Schodde | 2018 | Aged Care Professional - Aged Care Sleps ~ BComm Accounting & BA - Vc & ANU (1990) ~ Dip FP - IIT ~ Master Tax & Financial Planning - UNSW |
Patrick Valentine Hennessy | 2013 | ASIC RG146 Skills Assessment - Integrity Education Group ~ Bachelor of Business - University of Southern Queensland ~ FASEA Standards Authority - FASEA ~ Graduate Diploma of Financial Planning - Securities Institute ~ Margin Lending and Geared Investments - Kaplan Professional |