This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Adrian Salvatore | 2013 | 2012 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Traineeship Management Australia (TMA) ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - Deakin University ~ 2020 - Ethics for Financial Services MAI769 - Bridging Course - Ethics - Deakin University |
| Antonio Salvatore | 1990 | 2001 - Diploma of Financial Planning - Diploma (AQF 5) - Financial Planning Association of Australia (FPA) |
| Daniel John Bremner | 2009 | 2004 - Bachelor of Business & Commerce - Bachelor Degree (AQF 7) - Monash University Gippsland ~ 2006 - Diploma of Financial Planning - - Kaplan ~ 2008 - Advance Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2015 - Specialist Accreditation Program - Professional Designations - SMSF Association ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Henry Bishop | 0 | 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Joanne Lillian Bombardier | 2024 | 2017 - Bachelor of Accounting - Bachelor Degree (AQF 7) - Latrobe University ~ 2023 - Ethics and professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Joseph Michael Auciello | 2018 | 2013 - Associate Degree in Business & Commerce - - Monash University ~ 2013 - Bachelor of Business and Commerce Specialising in Accounting - Bachelor Degree (AQF 7) - Monash University ~ 2014 - Foundations of Financial Planning Part A - - KAPLAN ~ 2017 - CPA - Professional Designations - CPA Australia ~ 2018 - Accountants Financial Planning - - KAPLAN ~ 2018 - Accountants SMSF Package - - KAPLAN ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan ~ 2025 - Econominc and Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan |
| Mark Edward Reidy | 2001 | 1994 - Bachelor of Business - - Monash University Gippsland ~ 1999 - Certified Practising Accountant - - CPA ~ 2005 - SMSF Specialist Advisor - - SMSF Association ~ 2007 - Certified Financial Planner - - Financial Planning Association of Australia |
| Robert Kiddell | 1989 | 1977 - Jurisprudence - Bachelor Degree (AQF 7) - Monash University ~ 1978 - Bachelor of Law - Bachelor Degree (AQF 7) - Monash University ~ 1990 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2011 - DPML Margin Lending - Certificate (AQF 1-4) - Pinnacle Financial Services Academy |
| Thomas Williamson | 2011 | 2008 - Bachelor of Commerce (Accounting and Financial Planning) - - Deakin University ~ 2009 - Bachelor of Commerce (Accounting and Financial Planning) - Bachelor Degree (AQF 7) - Deakin University ~ 2012 - Self Managed Superannuation Funds - Other - Kaplan ~ 2014 - Certified Practising Accountant - Professional Designations - CPA Australia ~ 2016 - Certified Financial Planner - Professional Designations - FAAA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |