This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander John Corbett | 2002 | 7269AFE/7815AFE Ethics and Professionalism - Griffith University ~ Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Services - Deakin Financial Services Pty Ltd ~ GRADUATE DIPLOMA OF FINANCIAL PLANNING - Griffith University |
| Andrew Brett Moody | 2005 | Advanced Diploma Financial Services (Financial Planning) FNS60404 - Kaplan Australia ~ Gearing into Investments Accreditation - MLC/GARVAN ~ Gearing into Investments Part 1 Accreditation - MLC/GARVAN ~ Gearing into Investments Part 2 Accreditation - MLC/GARVAN ~ Listed Securities Part 1 Accreditation - MLC/GARVAN |
| Brenton Chester | 2012 | Diploma of Financial Planning - Mentor Education Group |
| Chantel Oosthuizen | 2011 | Advanced Diploma Financial Services (Financial Planning) - Kaplan Australia ~ Diploma Financial Services (Financial Planning) - Kaplan Australia ~ RG146 Provide advice in Margin Lending - MLC ThreeSixty |
| Michael Paul Hancock | 2003 | Advanced Diploma of Financial Planning - International Institute of Technology Pty Ltd (IIT) ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - MyFENG ~ Diploma of Financial Services (Financial Planning) - Mentor Education Pty Ltd |
| Murray Thorpe | 2008 | Advanced Diploma of Financial Planning - Kaplan ~ Diploma of Financial Planning - Securities ~ Fellow Chartered Financial Practitioner - Mentor Education Group ~ Graduate Diploma of Financial Planning - Kaplan |
| Ned Schepis | 1989 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Education Pty Ltd ~ Diploma of Financial Planning - Financial Planning Association of Australia Ltd ~ Finance Broking (Including WA Supplement) - Tribeca Learning (Aust) Pty Ltd ~ Financial Plan Construction & Review - Tribeca Learning (Aust) Pty Ltd ~ Self Managed Superannuation Funds - Tribeca Learning (Aust) Pty Ltd |
| Steven Sardinha | 2016 | Bachelor of Arts - The University of Western Australia ~ Bachelor of Economics - Murdoch University ~ Certificate IV in Finance and Mortgage Broking - Kaplan ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Financial Planning) - Kaplan |