This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alexander John Corbett | 2002 | 2002 - Diploma of Financial Services - Diploma (AQF 5) - Deakin Financial Services Pty Ltd ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2022 - 7269AFE/7815AFE Ethics and Professionalism - Bridging Course - Ethics - Griffith University ~ 2023 - GRADUATE DIPLOMA OF FINANCIAL PLANNING - Graduate Diploma (AQF 8) - Griffith University |
| Andrew Brett Moody | 2005 | 2009 - Advanced Diploma Financial Services (Financial Planning) FNS60404 - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2009 - Gearing into Investments Accreditation - Other - MLC/GARVAN ~ 2012 - Gearing into Investments Part 1 Accreditation - Other - MLC/GARVAN ~ 2014 - Gearing into Investments Part 2 Accreditation - Other - MLC/GARVAN ~ 2019 - Listed Securities Part 1 Accreditation - Other - MLC/GARVAN |
| Brenton Chester | 2012 | 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education Group |
| Chantel Oosthuizen | 2011 | 2011 - RG146 Provide advice in Margin Lending - Diploma (AQF 5) - MLC ThreeSixty ~ 2012 - Advanced Diploma Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Australia ~ 2012 - Diploma Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Australia |
| Michael Paul Hancock | 2003 | 2007 - Diploma of Financial Services (Financial Planning) - - Mentor Education Pty Ltd ~ 2010 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - MyFENG ~ 2015 - Advanced Diploma of Financial Planning - - International Institute of Technology Pty Ltd (IIT) |
| Murray Thorpe | 2008 | 2007 - Diploma of Financial Planning - - Securities ~ 2013 - Advanced Diploma of Financial Planning - - Kaplan ~ 2013 - Fellow Chartered Financial Practitioner - - Mentor Education Group ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Ned Schepis | 1989 | 2001 - Diploma of Financial Planning - - Financial Planning Association of Australia Ltd ~ 2004 - Self Managed Superannuation Funds - - Tribeca Learning (Aust) Pty Ltd ~ 2005 - Financial Plan Construction & Review - - Tribeca Learning (Aust) Pty Ltd ~ 2006 - Finance Broking (Including WA Supplement) - - Tribeca Learning (Aust) Pty Ltd ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Education Pty Ltd |
| Steven Sardinha | 2016 | 1997 - Bachelor of Arts - - The University of Western Australia ~ 1999 - Bachelor of Economics - - Murdoch University ~ 2013 - Certificate IV in Finance and Mortgage Broking - - Kaplan ~ 2016 - Diploma of Financial Planning - - Kaplan ~ 2016 - Diploma of Financial Services (Financial Planning) - - Kaplan |