Resolute Financial Services Pty ltd

AFS License Number
510222
Name
Resolute Financial Services Pty ltd
ABN/ACN/ARBN
19627352541
Licensee issued
Nov. 23, 2018
Address
Kew, 3101, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Steven Ross Esnouf 2005 Accredited Derivatives Adviser Level 2 - Kaplan Professional Education ~ Accredited Listed Product Adviser - Kaplan Professional ~ Bachelor of Business (Financial Planning) - RMIT ~ Bachelor of Business (Financial Planning) - RMIT University ~ Certified Financial Planner - FPA ~ Certified Financial Planner - Financial Planning Association of Australia (FPA) ~ Ethics & Professionalism in Financial Advice - Kaplan ~ Margin Lending and Geared - Kaplan ~ SMSF Association - SMSF Assocation ~ SMSF Specialist Advisor - SMSF Association