This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Mark Gibson | 2003 | 2000 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - La Trobe University ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University/FPA ~ 2010 - Certified Financial Planner - Professional Designations - Financial Planning Association (FPA) |
| Martin Southcombe | 2014 | 2013 - Diploma of Financial Planning - DFP 1 - - Kaplan Professional ~ 2014 - Bachelor of Business - - La Trobe University ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan |
| Phillip Monaghan | 1999 | 2006 - Diploma of Financial Services (Financial Planning) - - TRIBECA |