This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Martin Southcombe | 2014 | 2013 - Diploma of Financial Planning - DFP 1 - - Kaplan Professional ~ 2014 - Bachelor of Business - - La Trobe University ~ 2017 - Advanced Diploma of Financial Planning - - Kaplan |
| Phillip Monaghan | 1999 | 2006 - Diploma of Financial Services (Financial Planning) - - TRIBECA |