This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alan T Keal | 2002 | Advanced Diploma of Financial Services (Financial Planning) - AMP Financial Planning ~ Certificate IV Financial Services (Finance/Mortgage Broking) - Tribeca ~ Diploma of Financial Services (Financial Planning) - AMP Limited |
| Christopher Andrew Humphrey | 2008 | Bachelor of Commerce - University of Queensland ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Graduate Diploma of Financial Planning - FINSIA |
| Christopher Kirkman | 2014 | Diploma of Financial Planning - Kaplan |
| Clive Malcolm Todd | 2016 | RG146 Specialist Self Managed Superannuation Funds - International Institute of Technology |
| Frances Katherine Hill | 2018 | Bachelor of Business - Queensland University of Technology ~ CPA Program - CPA Australia ~ Diploma of Financial Planning - International Institute of Technology ~ SMSF Specialist Advisor (SSA) - The University of Adelaide |
| Jason Michael West | 2018 | Doctor of Philosophy (PhD) in Finance and Economics - University of Technology, Sydney ~ Graduate Certificate in Biostatistics - The University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan |
| Tristan Gamack | 2015 | Advance Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Finance) - QUT ~ Ehtics and Professionalism in Financial Advice - Kaplan ~ Super Concepts & ICFS Specialist SMSF Course - The University of Adelaide ~ Tax for Financial Advising - Kaplan |