This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
a person s existing holding in a superannuation product but only to the extent required for:
making a recommendation that the person establish a self-managed superannuation fund; and
providing advice to the person on contributions or pensions under a superannuation product;
provide class of financial product advice for the following classes of financial products:
superannuation; and
deal in a financial product by:
arranging for another person to issue, apply for, acquire, vary or dispose of a financial product in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund; and
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
superannuation limited to:
self-managed superannuation fund;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Daniel Palmer | 2016 | 2007 - Bachelor of Commerce - - Flinders University ~ 2011 - Graduate Diploma of Accounting - - ICAA ~ 2015 - Certificate of Public Practice - - ICAA ~ 2016 - RG146 Financial Product Advisers - - Financial Education Professionals ~ 2021 - Financial Adviser Exam - Other - FASEA |
| Dion Ivan Venning | 2016 | 1997 - Bachelor of Accountancy - - University of SA ~ 2012 - Certification of Public Practice - - CPA Australia ~ 2013 - RG146 - superannuation - - Kaplan ~ 2022 - Financial Adviser Exam - Other - FASEA |
| Luke Ebbesen Harris | 2016 | 2008 - Bachelor of Commerce - - Flinders University ~ 2013 - SMSF Specialist Advisor - - SMSF Association ~ 2016 - RG146 - Financial Product Advisers - - Financial Education Professionals ~ 2021 - Financial Adviser Exam - Other - FASEA |
| Nathan Luke Jacobs | 2016 | 2004 - Bachelor of Commerce - - University of SA ~ 2010 - CPA - - CPA Australia ~ 2016 - RG146 Financial Product Advisers - - Financial Education Professionals ~ 2021 - Financial Adviser Exam - Other - FASEA |