This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher Andrew Jones | 2016 | 2010 - Bachelor of Business Management - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2010 - Business Management degree - - UWS ~ 2012 - Diploma Financial Planning - - Kaplan ~ 2012 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - Accredited Aged Care Professional - Other - Aged Care Steps ~ 2024 - Ethics & Professioanlism - Bridging Course - Ethics - Kaplan |
| Leonita Kosasih | 2018 | 2013 - Bachelor of Applied Finance - Bachelor Degree (AQF 7) - Macquarie University ~ 2014 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan ~ 2018 - Master of Financial Planning - Masters Degree (AQF 9) - UNSW ~ 2019 - Ethics - Bridging Course - Ethics - Kaplan ~ 2020 - FASEA Financial Adviser Exam - Other - FASEA |
| Peter Damian Quinn | 2000 | 1989 - Chartered Accountant - Professional Designations - Institute of Chartered Accountants Australia ~ 2000 - Certified Financial Planner accreditation - Other - Financial Planning Association ~ 2011 - SMSF Specialist Advisor (SSA) Accreditation - - SMSF Association |