This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Bernard Rush | 1995 | Bachelor of Commerce - University of Queensland ~ Chartered Accountant - Institute Of Chartered Accountants ~ Graduate Diploma of Applied Finance & Investment - Securities Institute of Australia ~ Justice of the Peace, Qualified - Dept of Justice & Attorney General, Queensland |
| Geoffrey Peter Burchell | 2003 | Bachelor of Engineering - UNSW ~ Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin ~ Master of Business Administration - Deakin ~ Super Concepts & ICFS Specialist SMSF Course - University of Adelaide |
| James Desmond Greentree | 2006 | Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Commerce - Griffith University |
| Peter John Kirk | 1986 | Advanced Diploma of Financial Planning - International Association for Financial Planning Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ Masters of Business Administration - Australian Institute of Business ~ SMSF Specialist Advisor - SMSF Association |
| Tony William Marshall | 2003 | Advanced Diploma of Financial Planning - Deakin University ~ Bachelor of Business (majoring in banking & finance + extend major in funds management) - Qld University of Technology |
| Warren Gordon Heselwood | 2017 | Bachelor of Business (Financial Planning) - Royal Melbourne Institute of Technology ~ Diploma of Financial Planning - Monarch Institute of Melbourne ~ Ethics & Professionalism in Financial Advice - Kaplan Professional ~ SMSF Accreditation - Monarch Institute |
| Winnie Pham | 2004 | CFP Certification Program - Financial Planning Association of Australia ~ CPA Program - CPA Australia ~ DPML Margin Lending - Pinnacle Financial Services Academy |