This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility;
superannuation; and
financial products limited to:
miscellaneous financial investment products limited to MDA services;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony Bernard Rush | 1995 | 1987 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 1991 - Graduate Diploma of Applied Finance & Investment - Graduate Diploma (AQF 8) - Securities Institute of Australia ~ 1992 - Chartered Accountant - - Institute Of Chartered Accountants ~ 1994 - Justice of the Peace, Qualified - - Dept of Justice & Attorney General, Queensland |
| Geoffrey Peter Burchell | 2003 | 1986 - Bachelor of Engineering - Bachelor Degree (AQF 7) - UNSW ~ 1996 - Master of Business Administration - Masters Degree (AQF 9) - Deakin ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin ~ 2012 - Certified Financial Planner - - FPA ~ 2017 - Super Concepts & ICFS Specialist SMSF Course - - University of Adelaide |
| James Desmond Greentree | 2006 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2015 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Institute of Technology |
| Peter John Kirk | 1986 | 1990 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - International Association for Financial Planning Australia ~ 1994 - Certified Financial Planner - - Financial Planning Association of Australia ~ 2013 - SMSF Specialist Advisor - - SMSF Association ~ 2017 - Masters of Business Administration - Masters Degree (AQF 9) - Australian Institute of Business |
| Tony William Marshall | 2003 | 1999 - Bachelor of Business (majoring in banking & finance + extend major in funds management) - Bachelor Degree (AQF 7) - Qld University of Technology ~ 2004 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Deakin University |
| Warren Gordon Heselwood | 2017 | 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute of Melbourne ~ 2015 - SMSF Accreditation - - Monarch Institute ~ 2018 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 2024 - Ethics & Professionalism in Financial Advice - Other - Kaplan Professional |
| Winnie Pham | 2004 | 2000 - CPA Program - - CPA Australia ~ 2008 - CFP Certification Program - - Financial Planning Association of Australia ~ 2011 - DPML Margin Lending - - Pinnacle Financial Services Academy |