This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christine Fenech | 2016 | Bachelor of Business & Commerce - University of Western Sydney ~ Diploma of Financial Planning - Kaplan ~ Ethics and Professional Standards for Financial Advisers - TAFE NSW |
| Claire Louise Mackay | 2004 | Bachelor of Commerce Bachelor of Laws - Macquarie University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Chartered Accountant - Institute of Chartered Accountants ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Master of Laws - University of Sydney |
| Ricky Truong | 2018 | Bachelor of Business and Commerce (Applied Finance) - Western Sydney University (formerly University of Western Sydney) ~ Diploma of Financial Planning 1-4 - Kaplan Professional ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Timothy John Mackay | 2005 | Bachelor of Economics (Hons) - University of Sydney ~ Certified Financial Planner - Financial Planning Association ~ Chartered Accountant - Institute of Chartered Accountants of Australia ~ Master of Business Administration - London Business School ~ SMSF Specialist Advisor - SMSF Association (SPAA) |