This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bernard Maurice Maughan | 1995 | Bechelor of Arts Law and Philosophy - The University of Hull ~ Master of Business Administration - Northwestern University & The Hong Kong University of Science and Technology |
| Clint John Hindle | 2017 | Diploma of Financial Planning - Kaplan Professional ~ Life Insurance Adviser (Personal Advice) - Mentor Education |
| Paul Raymond Stafford | 2004 | Certified Financial Planner - Financial Planning Association ~ Diploma Financial Planning - Deakin University |