This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bernard Maurice Maughan | 1995 | 1988 - Bechelor of Arts Law and Philosophy - - The University of Hull ~ 2009 - Master of Business Administration - - Northwestern University & The Hong Kong University of Science and Technology |
| Clint John Hindle | 2017 | 2017 - Life Insurance Adviser (Personal Advice) - - Mentor Education ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Paul Raymond Stafford | 2004 | 2002 - Certified Financial Planner - Professional Designations - Financial Planning Association ~ 2002 - Diploma Financial Planning - - Deakin University |