This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
derivatives limited to:
old law futures contracts;
debentures, stocks or bonds issued or proposed to be issued by a government;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
derivatives limited to:
old law futures contracts;
interests in managed investment schemes excluding investor directed portfolio services; and
securities;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Geoffrey Missen | 2003 | 1990 - Bachelor of Business (Accounting) - - Victoria University of Technology ~ 1994 - Fellow - Chartered Accountant - - Chartered Accountants Australia New Zealand ~ 2010 - Margin Lending & Geared Investments - - Kaplan Professional |