This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ashley Kenneth Quinton | 2004 | 1991 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Queensland University of Technology (QUT) ~ 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Financial Services Training & Assessment Pty Ltd ~ 2004 - Master of Business Administration - Masters Degree (AQF 9) - Deakin University |
| Benjamin Travers | 2003 | 2002 - Bachelor of Commerce (Accounting) - - Macquarie University ~ 2004 - Diploma of Financial Planning - - Deakin University ~ 2012 - Certified Financial Planner CFP - - Financial Planning Association of Australia ~ 2012 - Diploma of Financial Services - - Pinnacle Financial Services Academy ~ 2019 - Master of Financial Planning & Ethics and Professionalism in Financial Advice - Other - Kaplan Professional |
| Gary Craig Dean | 2003 | 1995 - Bachelor of Economics - - Macquarie University ~ 2002 - Diploma of Financial Planning - - Financial Planning Association of Australia (FPA) |
| Graham Douglas Southgate | 2007 | 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Professional |
| Hamish Ian Landreth | 2010 | 2006 - Bachelor of Commerce - - University of Queensland ~ 2008 - Graduate Diploma in Financial Planning - - Finsia ~ 2010 - Master of Applied Finance - - Kaplan Professional |
| John Mujic | 2016 | 2012 - Bachelor of Commerce (Finance) - - University of Newcastle ~ 2016 - Diploma of Financial Planning - - Kaplan Professional |
| Nicholas Stamou | 2023 | 2018 - Business/Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2021 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2022 - Self Managed Super Funds - Other - Kaplan Professional |
| Rebecca Boyes | 2018 | 2015 - DIPLOMA OF FINANCIAL PLANNING - - KAPLAN ~ 2022 - Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Rocky Rodney Jaiden Johnston | 2018 | 2017 - RG146 - Risk Management & Insurance - - Griffith University ~ 2017 - RG146 Financial Planning 1 & 2 - - Girffith University ~ 2018 - Diploma Financial Planning (Part)- Superannuation - - Kaplan ~ 2019 - Bachelor of Commerce - - Griffith University |