This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Drew Alexander Mowbray | 2003 | 2003 - Bachelor of Commerce - - Newcastle University ~ 2003 - Diploma of Financial Planning - - Kaplan ~ 2004 - Advanced Diploma of Financial Planning - - Kaplan ~ 2006 - Certified Financial Planner - - Financial Planning Association ~ 2010 - SMSF Diploma - - IIT |
| Ian Henderson | 2017 | 2016 - Diploma of Financial Plannig - - Kaplan ~ 2018 - Advanced Diploma of Financial Planning - - Kaplan |
| Kynan Travis Rasura | 2006 | 2002 - Bachelor of Economics - - University of Queensland ~ 2004 - Diploma of Financial Planning - - Kaplan ~ 2005 - Diploma of Financial Markets - - Kaplan |