This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Benjamin Charles Coombe | 2014 | Bachelor of Commerce Majoring in Financial Planning - Curtin University ~ Diploma Financial Services - Tribeca |
| Bradley Dudumas | 2009 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - Curtin University ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Brendon Read | 2004 | Bachelor of Commerce (Financial Planning) - Curtin University ~ Certified Financial Planner - Deakin University ~ Self Managed Superannuation Funds - Mentor Education |
| Brodie Martin | 2012 | Advanced Diploma of Financial Planning - Kaplan Online Higher Education ~ Aged Care Accreditation - Aged Care Steps ~ Diploma of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Fund - Mentor Education |
| Gavin Paul Smith | 2007 | Certified Financial Planner - FPA ~ Diploma of Financial Planning - Deakin University ~ Financial Planning Certificate - Chartered Insurance Institute UK ~ Master of Business Administration - Australian Institute of Business |
| Stephen John Horsten | 2005 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |