This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ahmet Hassan | 2021 | 2018 - Bachelor of accounting/major in financial planning - Bachelor Degree (AQF 7) - La trobe |
| Nick Athanasiadis | 2005 | 2004 - Bachelor of Business - - Victoria University of Technology ~ 2009 - Self Managed Super Fund Course - - Kaplan ~ 2014 - ASX Securities Exemption - - Professional Investment Services ~ 2015 - Advanced Diploma of Financial Planning - - Kaplan ~ 2020 - FASEA - Other - FASEA |
| Shaun David Fletcher | 2003 | 2011 - Margin Lending and Geared Investments - - Kaplan ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Pinnacle ~ 2012 - Diploma of Financial Services (Financial Planning) - - Pinnacle ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |