This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
derivatives limited to:
old law securities options contracts and warrants;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alex KA IP Wong | 2017 | 2005 - Advanced Diploma of Accounting - - Tafe NSW ~ 2007 - Bachelor of Commerce (Accounting) - - Curtin University of Technology ~ 2014 - Master of Business in Accounting and Finance - - University of Technology Sydney ~ 2017 - Diploma of Financial Planning - - Integrity Education Group ~ 2017 - Self Managed Superannuation Funds - - Future Education Professionals |
| Allen David Hart | 1985 | 1998 - Certificate of Taxation Planning - - FPA ~ 2000 - Diploma of Financial Planning - - FPA ~ 2002 - Certificate of Advanced Investment Planning - - FPA ~ 2002 - Certificate of Estate Planning - - FPA ~ 2002 - Certified Financial Planner - - FPA |
| Amir Rodnia | 2023 | 2020 - Diploma of Financial Planning - Diploma (AQF 5) - Monarch Institute ~ 2022 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Monarch Institute ~ 2023 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2023 - SMSF Specialist Accreditation Program - Professional Designations - SMSF Association |
| Andrew James Buhk | 1999 | 2001 - Diploma of Financial Planning - - FPA ~ 2004 - Self Managed Super Fund Course - - Tribeca ~ 2009 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan ~ 2014 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - AAMC |
| Andrew James Graham | 2018 | 2008 - Bachelor of Arts (Criminal Justice Studies) - Bachelor Degree (AQF 7) - Victoria University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - Mentor Education ~ 2020 - Aged Care Course - Other - Kaplan Higher Education ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education ~ 2024 - SMSF Regulation and Taxation Course - Other - Kaplan Higher Education |
| Andrew John Mills | 2001 | 2000 - Certified Financial Planner - - FPA ~ 2002 - Certificate in Estate Planning - - FPA ~ 2004 - Diploma of Financial Planning - - FPA ~ 2007 - ASX Securities - - Australian Securities Exchange ~ 2011 - Self Managed Super Fund Course - - Kaplan |
| Andrew John Williams | 2008 | 2008 - Diploma of Financial Planning - - Pinnacle ~ 2010 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan ~ 2011 - Advanced Diploma of Financial Planning - - Pinnacle ~ 2012 - Self Managed Super Fund Course - - Kaplan |
| Anthony David Regan | 1986 | 2004 - Diploma of Financial Planning - - Tribeca ~ 2006 - Self Managed Super Fund Course - - Financial Essentials ~ 2007 - Certificate of Advanced Investment Planning - - PS146 Training Australia ~ 2007 - Securities - - PS146 Training Australia ~ 2011 - Margin Lending - - Kaplan |
| Belinda Gai Rayment | 2007 | 1994 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of NSW ~ 1998 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Benjamen James Smith | 1996 | 2002 - Diploma of Financial Planning - - FPA ~ 2010 - Margin Lending - - Kaplan ~ 2018 - SMSF - - Kaplan Professional |
| Benjamin Aston Harding | 2004 | 2002 - Bac Business (Accounting) - - CQU ~ 2005 - Diploma of Financial Planning - - FPA ~ 2007 - Self Managed Super Fund Course - - Kaplan ~ 2009 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan |
| Benjamin Hamish Jessop | 1994 | 1998 - Certified Financial Planner - - FPA ~ 2002 - Diploma of Financial Planning - - FPA ~ 2005 - Self Managed Super Fund Course - - Australian Executor Trustee ~ 2009 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan |
| Benjamin Luke Graham-nellor | 2006 | 2005 - Certificate IV in Financial Services (Finance/Mortgage Broking) - - Plan Connect ~ 2006 - Diploma of Financial Services - - Dover ~ 2010 - Margin Lending - - Kaplan ~ 2011 - Self Managed Super Fund Course - - Kaplan ~ 2013 - ASX Securities - - Kaplan |
| Benjamin Richard Latham | 1998 | 2004 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Tax for Financial Advising Course - Other - Kaplan Professional ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Benjamin Thomas Audet | 2009 | 2001 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2009 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Investment Banking Institute ~ 2011 - Margin Lending and Geared Investments & SMSF Courses - Other - Kaplan Professional ~ 2012 - ASX Accredited Listed Products Adviser Program - Other - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Beverley Leeanne Ferris | 2002 | 2003 - Diploma of Financial Planning - - FPA ~ 2004 - Self Managed Super Fund Course - - Tribeca ~ 2010 - Certified Financial Planner - - FPA ~ 2010 - Margin Lending - - Kaplan |
| Bruce Duncan Fitzpatrick | 1999 | 1980 - Bachelor of Law - - The University of Sydney ~ 2002 - Graduate Diploma of Financial Planning - - SECURITIES INSTITUTE ~ 2004 - Self Managed Super Fund Course - - Tribeca ~ 2008 - ASX Securities - - Savings Factory ~ 2010 - Margin Lending - - Kaplan |
| Bruce Peter Stone | 2004 | 2004 - Self Managed Superannuation Funds Course - Other - Tribeca Learning ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - FPA Australia ~ 2007 - Certified Financial Planner Education Program - Professional Designations - FPA Australia ~ 2010 - ASX Accredited Listed Product Adviser Program (2008) and Margin Lending and Geared Investments Cours - Other - Kaplan Professional ~ 2022 - 4 subjects in Graduate Diploma of Financial Planning (FPC001B, FPC002B, FPC007B & FPC003) - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Catherine Odette James | 2012 | 2008 - Advanced Diploma of Financial Services (FP) - - Kaplan ~ 2009 - ASX Securities - - Kaplan ~ 2011 - Bachelor of Business - - Royal Melbourne Institute of Technology ~ 2012 - Margin Lending - - Kaplan ~ 2012 - Self Managed Super Fund Course - - Kaplan |
| Chester Gavin Macdonald | 1980 | 2008 - Diploma of Financial Planning - - FPA ~ 2009 - ASX Securities - - Kaplan ~ 2011 - Margin Lending - - Kaplan |
| Christopher Terence Harris | 2002 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Univesity of Queensland ~ 2000 - Chartered Accountants Professional Year Program - Professional Designations - Chartered Accountants Association Australia & New Zealand (CA ANZ) ~ 2003 - Diploma of Financial Planning Competencies - Other - Securities Institute & FPA Australia ~ 2020 - Self Managed Superannuation Funds Course - Other - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Craig Stuart Peterson | 1997 | 1998 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2002 - Diploma of Financial Planning (8 Units) - Advanced Diploma (AQF 6) - FPA Australia ~ 2008 - Certified Financial Planner Education Program - Professional Designations - FPA Australia ~ 2010 - Self Managed Super Funds Course - Diploma (AQF 5) - Pinnacle Financial Services Academy ~ 2020 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education |
| Darren James Morris | 2007 | 2003 - Bachelor of Commerce - - University of Southern Queensland ~ 2009 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Certified Financial Planner (CFP) - - Financial Planning Association of Australia (FPA) ~ 2016 - Self Managed Superannuation Funds - - Kaplan Professional |
| David Mccallum Hughes | 1998 | 1992 - Bachelor of Commerce Majoring in Accounting - - University of Wollongong ~ 2001 - Diploma of Financial Planning - - FPA ~ 2010 - Margin Lending - - Pinnacle ~ 2011 - ASX Securities - - LPAC ~ 2012 - Self Managed Super Fund Course - - Kaplan |
| Deborah Carol Mcwilliam | 1999 | 1997 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2001 - Diploma of Financial Planning (8 units) - Advanced Diploma (AQF 6) - FPA Australia ~ 2004 - Self Managed Superannuation Funds Adviser Course - Other - Tribeca Learning ~ 2016 - Accredited Listed Product Adviser Program - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Dharmaraj Rajasingam | 1996 | 1990 - Bachelor of Business - - University Of Southern Qld ~ 2000 - Certified Financial Planner - - FPA ~ 2009 - Securities - - LPAC ~ 2010 - Margin Lending - - Kaplan ~ 2011 - Self Managed Super Fund Course - - Kaplan |
| Frank Tsirigotis | 1992 | 1988 - Bachelor of Business (Accounting) - - Chisholm Institute of Technology ~ 1998 - Certified Financial Planner - - FPA ~ 1998 - Diploma of Financial Planning - - FPA ~ 2004 - Self Managed Super Fund Course - - Tower ~ 2009 - ASX Securities - - Kaplan |
| Graeme John Matthews | 1986 | 1977 - Bachelor of Business - Bachelor Degree (AQF 7) - Royal Melbourne Institute of Technology ~ 1983 - Graduate Diploma in Accounting - Graduate Diploma (AQF 8) - Swinburne Institute of Technology ~ 2004 - Certificate in Applied Self Managed Super Fund Advice Course - Other - Tower Trust ~ 2009 - ASX Accredited Listed Products Adviser (ALPA) Workshop - Other - Kaplan Professional ~ 2010 - Margin Lending and Geared Investments Course - Other - Kaplan Professional |
| Graham Scott Mcintyre | 1999 | 2006 - Advanced Diploma of Financial Planning - - Tribeca ~ 2006 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Margin Lending - - Kaplan ~ 2011 - Self Managed Super Fund Course - - kaplan ~ 2012 - Securities - - Kaplan |
| Graham Thomas Pascoe | 2005 | 2005 - Generic Financial Planning - - Tribeca ~ 2005 - Risk Management - - Orion - T ~ 2005 - Superannuation and Retirement Planning - - Orion ~ 2007 - Managed Investments - - Tribeca ~ 2011 - Margin Lending - - Kaplan |
| Hany Roshdy Salib | 2006 | 2006 - Generic Financial Planning - - Tribeca ~ 2006 - Managed Investments - - Tribeca ~ 2006 - Superannuation and Retirement Planning - - Tribeca ~ 2010 - Margin Lending - - Kaplan ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional |
| Ian William Walker | 1998 | 1993 - Bachelor of Business - - University of Central Queensland ~ 2000 - Master of Management - - Central Queensland University ~ 2004 - Securities - - SIA ~ 2005 - Fellow of the Financial Services Institute of Australasia (Finsia) - - FINSIA ~ 2011 - Margin Lending - - Kaplan |
| Jake Bongers Hallam | 2024 | 2020 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| James Alan Ford | 1981 | 1991 - Risk Management - - Accredited ~ 2000 - Managed Investments - - Accredited ~ 2002 - Superannuation and Retirement Planning - - Integratec ~ 2003 - Self Managed Super Fund Course - - Integratec ~ 2010 - Margin Lending - - Kaplan |
| James Ian Macbeth Cavanough | 2005 | 1999 - Bachelor of Commerce - - University of Southern Qld ~ 2005 - Masters of Applied Finance - - Charles Sturt University ~ 2007 - Certified Financial Planner - - FPA ~ 2010 - Securities - - FPA ~ 2010 - Self Managed Super Fund Course - - Kaplan |
| Jamie John Butler | 2018 | 2015 - Bachelor of Business in Accounting and Finance - - Edith Cowan University ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2024 - SMSF Regulations and Taxation Course - Other - Kaplan Higher Education |
| Jane Cathrine Russell | 2006 | 2006 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Tribeca Learning ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Aged Care Accreditation Program - Other - Aged Care Steps ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Jennifer Anne Kitching | 2008 | 2004 - Risk Management - - Tribeca Learning (Aust) Pty Limited ~ 2008 - Superannuation & Retirement Planning - - Kaplan Education Pty Limited ~ 2013 - Advanced Diploma of Financial Planning - - RG146 Training Australia Pty Ltd ~ 2013 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2018 - Fellow Chartered Financial Practitioner - - Association of Financial Advisers |
| Jesse David Catherall | 2018 | 2012 - Bachelor of Commerce (Economics and Finance) - - Curtin University of Technology ~ 2015 - Master of Applied Finance - - Monash University ~ 2018 - Tier 1 Life Insurance - Personal Advice - - Kaplan Professional |
| Jessica Therese Peel | 2011 | 2010 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Joe Sundram | 2016 | 2005 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Tasmania ~ 2013 - Diploma of Financial Planning (DFP1-3) - Diploma (AQF 5) - Kaplan Professional ~ 2013 - Securities and Managed Investments Course (DFP4) - Other - Kaplan Professional ~ 2018 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Ethics and Professionalism in Financial Advice Course (FPC002B) - Bridging Course - Ethics - Kaplan Higher Education |
| John Gordon Cameron | 2003 | 1982 - Bachelor of Economics - - Monash University ~ 1985 - Chartered Accountant - - Institute of Chartered Accountants ~ 1991 - Graduate Diploma in Applied Finance and Investment - - KAPLAN ~ 2003 - Certified Financial Planner - - FPA ~ 2007 - ASX Securities - - Finsia |
| John James Livas | 1988 | 2003 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - University of the Sunshine Coast ~ 2008 - ASX Listed Products Accreditation Course - Other - ASX and Savings Factory ~ 2010 - Margin Lending and Geared Investments - Other - Kaplan Professional ~ 2017 - Fellow Chartered Financial Practitioner Program - Professional Designations - AFA Australia ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Josiah Yiu-fai LI | 2013 | 1986 - Bachelor of Business Administration - Bachelor Degree (AQF 7) - York University (Canada) ~ 2002 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA Australia ~ 2010 - Self Managed Superannuation Funds & Margin Lending and Geared Investments Courses - Other - Kaplan Professional ~ 2013 - Accredited Listed Products Adviser Program - Other - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education |
| Keith Barry Parish | 2001 | 2003 - Self Managed Super Fund Course - - Tribeca ~ 2007 - Certified Financial Planner - - FPA ~ 2009 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan ~ 2015 - Aged Care Specialist - - Aged Care Steps |
| Kelly Jane Ashley | 2005 | 2004 - Diploma of Financial Planning (8 Units) - - Deakin |
| Loucas Kyriacou | 2018 | 2013 - Bachelor of Commerce (Accounting and Finance) - - Swinburne University of Technology ~ 2015 - Diploma of Financial Planning - - Kaplan Professional |
| Marcello John Blasi | 1990 | 2001 - Diploma of Financial Planning - - FPA ~ 2003 - Certified Financial Planner - - FPA ~ 2005 - Self Managed Super Fund Course - - Tower ~ 2009 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan |
| Mary Ann Lee | 1989 | 2001 - Risk Management - - Accredited ~ 2004 - Self Managed Super Fund Course - - Tower Trust ~ 2010 - Margin Lending - - Kaplan ~ 2011 - ASX Securities - - Kaplan ~ 2011 - Diploma of Financial Services (Finance/Mortgage Broking Management) - - AAMC |
| Matthew James Long | 2005 | 2000 - Bachelor of Commerce - - Griffith University ~ 2005 - Diploma of Financial Services (Financial Planning) - - MLC Limited ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - MLC Limited ~ 2017 - Margin Lending - Other - Kaplan Professional |
| Matthew John Lee | 1997 | 2003 - Diploma of Financial Planning Competencies - Other - Integratec Training ~ 2021 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education |
| Melissa Miller | 2016 | 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2018 - ASX Listed Products Accreditation Course (LPAC) - Other - LPAC Online ~ 2018 - Commercial Law, Tax for Financial Advising Gap & TASA and TPB Code Courses - Other - Kaplan Professional ~ 2023 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education |
| Michael Robert Gallagher | 1999 | 2001 - Diploma of Financial Planning - DFP 1 - 7 - - Financial Planning Association (FPA) |
| Michael Sigaras | 2003 | 2000 - Bachelor of Commerce - - Deakin University ~ 2004 - Graduate Diploma of Financial Planning - - Kaplan (formerly Securities Institute Australia) ~ 2020 - AU Inhouse Securities Assessment - Other - AUPFS |
| Minesh Kumar Lad | 2008 | 2007 - Diploma of Financial Services (Financial Planning) - - Mentor ~ 2008 - Diploma of Financial Services (Financial Planning) - - Finsai |
| Natasha Maree Johnson | 2013 | 2011 - Margin Lending and Geared Investments Course - Other - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - Diploma (AQF 5) - Kaplan Professional ~ 2015 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2017 - Bachelor of Financial Planning - Bachelor Degree (AQF 7) - Central Queensland University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Nathan Bradley Greene | 2008 | 2008 - Bachelor of Business - - Edith Cowan University ~ 2010 - Margin Lending - - Kaplan ~ 2013 - Advanced Diploma of Financial Services (FP) - - KAPLAN ~ 2013 - Self Managed Super Fund Course - - Kaplan ~ 2014 - ASX Securities Exemption - - Professional Investment Services |
| Neil Raymond Tidbury | 2005 | 1998 - Bachelor of Business - - Central Queensland University ~ 1999 - Masters of Accounting - - Central Queensland University ~ 2005 - Self Managed Super Fund Course - - SPAA ~ 2006 - Advanced Diploma of Financial Planning - - Archer College ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan Professional |
| Patrick John Kelly | 2003 | 2002 - Bachelor of Commerce - - University Of Queensland ~ 2002 - Bachelor of Economics - - University of Queensland ~ 2003 - Diploma of Financial Planning - - FPA ~ 2005 - Self Managed Super Fund Course - - Australian Executor Trustees ~ 2006 - Certified Financial Planner - - FPA |
| Paul Bevan Schimke | 1997 | 2001 - Superannuation and Retirement Planning - - Integratec ~ 2002 - Generic Financial Planning - - Integratec ~ 2002 - Risk Management - - Integratec ~ 2003 - Managed Investments - - Integratec ~ 2005 - Self Managed Super Fund Course - - Tribeca |
| Paul Daniel Harris | 2003 | 2001 - Managed Investments - - FP Proper Authority Course 2001 ~ 2001 - Superannuation and Retirement Planning - - FP Proper Authority Course 2001 ~ 2009 - ASX Securities - - Kaplan ~ 2012 - Margin Lending - - Kaplan ~ 2012 - Risk Management - - Kaplan |
| Paul David Brown | 1998 | 2001 - Diploma of Financial Planning - - FPA ~ 2005 - Certified Financial Planner - - FPA ~ 2005 - Self Managed Super Fund Course - - Tribeca ~ 2009 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan |
| Paul Leslie Burton | 1998 | 1983 - Bachelor of Commerce - - The University of New South Wales ~ 2001 - Certified Financial Planner - - FPA ~ 2009 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan ~ 2014 - Self Managed Super Fund Course - - Kaplan |
| Richard Andrew Westcott | 2010 | 1996 - Bachelor of Commerce - - JAMES COOK UNIVERSITY OF NORTH QUEENSLAND ~ 2010 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2010 - Margin Lending - - kaplan ~ 2012 - Self Managed Super Fund Course - - Terra Cordis |
| Robert Anthony O'donnell | 2001 | 1992 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of North Queensland ~ 2003 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Securities Institute ~ 2004 - Certified Financial Planner (CFP) Education Program - Professional Designations - FPA Australia ~ 2009 - ASX Accredited Listed Product Adviser (ALPA) Program - Other - Kaplan Professional ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Robert Wesley Bradfield | 2006 | 1997 - Advanced Diploma in Business (Accounting) - - Gold Coast Institute of TAFE ~ 1997 - Diploma of Business - - Gold Coast Institute of TAFE ~ 2000 - Bachelor of Commerce - - University of Southern Queensland ~ 2010 - Margin Lending - - Kaplan |
| Rodney Joseph Crouch | 2000 | 1997 - Diploma in Accounting - - CIT ~ 2005 - Self Managed Super Fund Course - - Australian Executor Trustees ~ 2009 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Pinnacle ~ 2012 - Advanced Diploma of Financial Services (FP) - - Kaplan |
| Ross Elliott Brown | 2003 | 2003 - Bachelor of Marketing and Media - - Murdoch University ~ 2007 - Self Managed Super Fund Course - - Tribeca ~ 2008 - Diploma of Financial Planning - - Finsia ~ 2010 - ASX Securities - - Kaplan ~ 2014 - Certified Financial Planner - - Financial Planning Association |
| Roxanne Coco | 2015 | 2015 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Bond University ~ 2023 - SMSF Regulation and Taxation Course - Other - Kaplan Higher Education ~ 2024 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education |
| Ryan Ferguson Macdonald | 2005 | 2002 - Bachelor of Business - - Edith Cowan University ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2014 - Self Managed Superannuation Funds - - Kaplan Professional Education ~ 2019 - Accredited Listed Product Adviser Program - - Kaplan Professional |
| Shane Anthony Jones | 1997 | 1997 - Bachelor of Business (Finance/Economics) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 2003 - Diploma of Financial Planning (8 Units) - Advanced Diploma (AQF 6) - FPA Australia ~ 2003 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education |
| Shane Pestonji | 2017 | 2011 - Bachelor of Commerce - Marketing - - Macquarie University ~ 2017 - Diploma of Financial Planning - - Kaplan Professional ~ 2017 - Self Managed Superannuation Funds - - Kaplan Professional |
| Shayne Bernard Pye | 2009 | 1992 - Bachelor of Commerce - - Murdoch University ~ 2008 - Self Managed Super Fund Course - - Kaplan ~ 2010 - ASX Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan |
| Shelly Suninder Singh Felagai | 2014 | 2011 - Bachelor of Business - - Southern Cross University ~ 2012 - Diploma of Financial Planning - - Pinnacle ~ 2017 - Advanced Diploma Financial Planning - - AAMC Training Group |
| Simon Leonard Green | 1999 | 1996 - Bachelor of Accountancy - - University of South Australia ~ 2002 - Certified Financial Planner - - FPA ~ 2004 - Self Managed Super Fund Course - - Tower ~ 2008 - ASX Securities - - Kaplan ~ 2011 - Margin Lending - - Kaplan |
| Steven Harry Pugh | 1988 | 1997 - Certified Financial Planner - - FPA ~ 2003 - Self Managed Super Fund Course - - Integratec ~ 2009 - Securities - - Kaplan ~ 2010 - Margin Lending - - Kaplan |
| Steven James Skoglund | 2003 | 2002 - Generic Financial Planning - - CA ~ 2002 - Managed Investments - - CA ~ 2002 - Superannuation and Retirement Planning - - CA ~ 2005 - Self Managed Super Fund Course - - Australian Executor Trustees ~ 2013 - Risk Management - - Kaplan |
| Susan Joy Mcgough | 2000 | 1997 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Unversity of Tasmania ~ 2001 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA Australia ~ 2017 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2019 - Ethics and Professionalism in Financial Advice Course - Bridging Course - Ethics - Kaplan Higher Education |
| Tawera Maitai Waru | 2014 | 2013 - Bachelor of Business - - Edith Cowan University ~ 2014 - ASX Securities - - Kaplan ~ 2014 - Managed Investments - - Kaplan ~ 2014 - Margin Lending - - Kaplan ~ 2014 - Self Managed Super Fund Course - - Kaplan |
| Thomas James Darby | 2017 | 2014 - BACHELOR OF COMMERCE - - CURTAIN UNIVERSITY ~ 2014 - Bachelor of Commerce (Finance) - Bachelor Degree (AQF 7) - Curtin University of Technology ~ 2016 - GRAD CERT IN FP - - GRIFFITH UNIVERSITY ~ 2016 - Graduate Certificate in Financial Planning - Graduate Certificate (AQF 8) - Griffith University ~ 2020 - Self Managed Superannuation Fund Adviser (Personal Advice) Course - Other - Mentor Education ~ 2023 - Commercial Law Course - Other - Kaplan Professional |
| Thomas Joseph Ryan | 1996 | 1997 - Diploma of Financial Planning - Advanced Diploma (AQF 6) - FPA ~ 2002 - Masters of Applied Finance - Masters Degree (AQF 9) - Charles Sturt University ~ 2004 - Self Managed Super Fund Course - Other - Tribeca ~ 2012 - Aged Care Specialist - Other - Aged Care Specialists ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Toni Zafirovski | 2009 | 2003 - Bachelor of Economics - - University of Western Sydney ~ 2008 - Diploma of Financial Services (FP) - - Mentor PS146 Training Australia ~ 2008 - Diploma of Financial Services (Financial Planning) - - PS146 Training Australia |
| Travis Hinchy | 2013 | 2010 - Generic Financial Planning - - Kaplan ~ 2010 - Managed Investments - - Kaplan ~ 2010 - Risk Management - - Kaplan ~ 2010 - Superannuation and Retirement Planning - - Kaplan ~ 2011 - Margin Lending - - Kaplan |
| Vasilios Tom Antoniou | 2005 | 2004 - Advanced Diploma of Accounting - - TAFE SA ~ 2004 - Certificate III in Financial Services - - TAFE SA ~ 2008 - Graduate Diploma in Financial Planning - - Finsia ~ 2014 - Certificate IV in Finance and Mortgage Broking - - AAMC Training Group ~ 2014 - Certificate IV in Financial Services - - TAFE SA |
| Yianni Ioanis Tsimopoulos | 2008 | 2006 - Diploma of Financial Planning - - Archer College ~ 2011 - Self Managed Super Fund Course - - kaplan |