This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Anthony James Smith | 2007 | 2007 - Bachelor of Business (Applied Finance) - - University Of Western Sydney ~ 2008 - Certified Financial Planner - - Financial Planning Association of Australia Limited ~ 2009 - Diploma In Stockbroking - - Stockbrokers Association Of Australia |
| Cameron Taylor | 2015 | 2013 - BBA BA-Psych - Bachelor of Business Administration, Bachelor of Arts Psychology - - Macquarie University ~ 2013 - BBA BA-Psych - Bachelor of Business Administration, Bachelor of Arts – Psychology - - Macquarie University ~ 2014 - Diploma of Financial Planning - - Kaplan Professional Education ~ 2018 - Graduate Diploma of Financial Planning - - Kaplan Higher Education ~ 2018 - Master of Financial Planning - - Kaplan Higher Education |
| Damien Skidmore | 2002 | 1997 - Bachelor of Business - - Charles Sturt University ~ 2005 - Diploma of Financial Planning - - Financial Planning Association of Australia Limited |
| David Vincent Hunt | 2000 | 1994 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Charles Sturt University ~ 1995 - Chartered Accountant Program - - Institute of Chartered Accountants Australia ~ 2000 - Financial Planning Accreditation Program - - PACT Accountants Group |
| Ian Smith | 2000 | 1981 - Bachelor of Commerce (Finance) - - University of New South Wales ~ 1984 - Master of Economics - - Macquaire University ~ 1998 - Master of Applied Finance - - Macquaire University |
| Jack Brian O'donnell | 0 | 2023 - Bachelor of Commerce (Financial Planning) - Bachelor Degree (AQF 7) - University of Wollongong |
| Jasmine Katrina Theophile | 2008 | 2003 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of New South Wales ~ 2008 - Certified Financial Planner (CFP) - Professional Designations - Financial Planning Association of Australia (FPA) ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2018 - Accredited Aged Care Professional - Other - Aged Care Steps (ACS) Pty Ltd ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Kieran Edward Brown | 2014 | 2010 - Bachelor of Commerce (Finance & Economics) - - University of Wollongong ~ 2014 - Diploma of Financial Planning - - Kaplan Professional ~ 2016 - Advanced Diploma of Financial Planning - - Kaplan Professional |
| Matthew Graeme Oake | 2003 | 1994 - Bachelor of Science - Bachelor Degree (AQF 7) - Macquarie University ~ 2003 - Graduate Diploma Applied Finance and Investment - - The Securities Institute of Australia ~ 2004 - Diploma of Financial Planning - - The Financial Planning Association |
| Natalie Berrell | 2018 | 2013 - Bachelor of Commerce Finance & Commercial Law - Bachelor Honours Degree (AQF 8) - Sydney University ~ 2018 - Diploma of Financial Planning - - Kaplan |
| Nicole Hibel | 0 | 2020 - Bachelor of Business - Bachelor Degree (AQF 7) - UTS ~ 2022 - GradDipFinPlan - Graduate Diploma (AQF 8) - UTS |
| Raymond Albrighton | 2005 | 1999 - Bachelor of Commerce - - University of Wollongong ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2006 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2006 - CFP - - FPA |
| Thomas Lyon | 2021 | 2016 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |