Primestock Securities Limited

AFS License Number
239180
Name
Primestock Securities Limited
ABN/ACN/ARBN
67089676068
Licensee issued
Jan. 1, 2004
Address
Southbank, 3006, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives; and
interests in managed investment schemes including:
investor directed portfolio service known as "The Investor Portfolio Service"; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Brent Charles Quinn 2010 2000 - Bachelor of Business Marketing Major - - Swinburne University ~ 2010 - Diploma of Financial Planning - - Mentor Education Group ~ 2015 - Self Managed Super Fund - - Kaplan ~ 2024 - Graduate Diploma of Financial Planning (GDFP19) - Graduate Diploma (AQF 8) - Kaplan ~ 2024 - Taxation for Financial Planning - Other - Kaplan
 Cindy Excell 2006 1999 - Bachelor of Economics (Accounting) - Bachelor Degree (AQF 7) - Xiamen University ~ 2003 - Masters of Applied Finance - Masters Degree (AQF 9) - Macquarie University ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2008 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2011 - Certified Financial Planner - Professional Designations - FAAA
 Dylan James Cresswell 2006 2006 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - Victoria University ~ 2007 - Diploma of Financial Services - Diploma (AQF 5) - Tribeca ~ 2010 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Kaplan ~ 2016 - 5 Unit CFP Certification Program - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Gina Mcintosh 2004 2003 - Diploma of Financial Planning - - Deakin University ~ 2005 - Applied Self Managed Super Fund Advice - Certificate (AQF 1-4) - Australian Executor Trustees ~ 2011 - Margin Lending Accreditation Program - Other - DeakinPrime / Stockbrokers Association of Australia ~ 2014 - Aged Care Steps Pty Ltd Advice Accreditation Training Program - Other - Aged Care Steps ~ 2020 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Jarrod Kevin Rodda 2018 2014 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Deakin University ~ 2017 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology ~ 2022 - CFP - Financial Planning Association - Professional Designations - FPA ~ 2022 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan ~ 2023 - Tax for Financial Advising - Other - Kaplan
 Livio Caiolfa 2001 2000 - Bachelor of Business - Accounting and Banking & Finance - Bachelor Degree (AQF 7) - Monash University ~ 2008 - Advanced Diploma of Financial Services (Financial Planning) - Advanced Diploma (AQF 6) - Mentor Education Group ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Marcus John Ainger 2008 2004 - Bachelor of Business B&F - Bachelor Degree (AQF 7) - Monash ~ 2008 - Graduate Diploma in Financial Planning - Graduate Diploma (AQF 8) - Finsia ~ 2013 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Mark Johnson 1996 2002 - Diploma of Financial Planning - Diploma (AQF 5) - Finsia ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan
 Michelle Elaine Bromley 2000 1995 - Bachelor of Business (Accounting) - Bachelor Degree (AQF 7) - RMIT ~ 2003 - Diploma in Financial Planning - Diploma (AQF 5) - Financial Advice Association Australia (FAAA) ~ 2007 - 5 Unit CFP Certification Program - Professional Designations - Financial Advice Association of Australia (FAAA) ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan
 Reid Matthew Menkens 2004 2001 - Diploma of Financial Planning - Diploma (AQF 5) - FPA ~ 2007 - Master Of Financial Planning - Masters Degree (AQF 9) - University of Sunshine Coast
 Ryan Van Vliet 2018 2018 - Bachelor of Business - Bachelor Degree (AQF 7) - Swinburne University of Technology ~ 2018 - Diploma of Financial Planning - Diploma (AQF 5) - Autralis College ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan