This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christine Therese Davie | 2017 | 1990 - Bachelor of Economics - - Monash University ~ 2017 - Diploma of Financial Planning - - Mentor Education ~ 2020 - Certified Financial Planner - Professional Designations - FPA ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Erika Luise Wilke | 1999 | 2000 - Graduate Diploma FP - - Financial Planning Association ~ 2023 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Heather Mary Bleazby | 2003 | 2004 - Diploma of Financial Planning - - Financial Planning Association (FPA) ~ 2021 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Robyn Erskine | 2003 | 2003 - Graduate Diploma Financial Planning - - Financial Services Institute of Australasia ~ 2022 - Ethics & Professionalism in Financial Advice - Other - Kaplan |
| Synthia Sekar | 2016 | 2016 - DFP5v1 Tax for Financial Advising - - Kaplan Professional ~ 2016 - Self Managed Super Funds - Certificate (AQF 1-4) - Kaplan Professional ~ 2019 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2023 - Accredited Aged Care Professional - Professional Designations - Aged Care Steps (ACS) Pty Ltd |