This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| George Steven Namour | 2023 | 2016 - Bachelor of Financial Advising - Bachelor Degree (AQF 7) - University of Western Sydney ~ 2022 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Gregory Ross Dunstan | 1997 | 1995 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of New England ~ 2000 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2009 - ASX Listed Products Adviser Program - - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Paul William Saville | 2008 | 2003 - Advanced Diploma of Accounting - - TAFE NSW ~ 2004 - Diploma of Financial Planning - Diploma (AQF 5) - FINSIA ~ 2012 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2012 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - RMIT |
| Steven James Mccosker | 1995 | 1995 - Bachelor of Financial Administration - Bachelor Degree (AQF 7) - University of New England ~ 2003 - Diploma of Financial Planning - Diploma (AQF 5) - Deakin University ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Education |