This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| George Steven Namour | 2023 | Bachelor of Financial Advising - University of Western Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Gregory Ross Dunstan | 1997 | ASX Listed Products Adviser Program - Kaplan ~ Bachelor of Economics - University of New England ~ Diploma of Financial Planning - Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan ~ Margin Lending & Geared Investments - Kaplan |
| Paul William Saville | 2008 | Advanced Diploma of Accounting - TAFE NSW ~ Advanced Diploma of Financial Planning - Kaplan ~ Bachelor of Business (Financial Planning) - RMIT ~ Diploma of Financial Planning - FINSIA |
| Steven James Mccosker | 1995 | Bachelor of Financial Administration - University of New England ~ Diploma of Financial Planning - Deakin University ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Education ~ Margin Lending & Geared Investments - Kaplan |