This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
life products limited to:
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services;
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Parth Sanghavi | 2018 | 2010 - Bachelor of Commerce - Bachelor Degree (AQF 7) - Mumbai University ~ 2014 - Certified Practising Accountant (CPA) - Professional Designations - CPA Australia ~ 2016 - Diploma of Financial Planning - Diploma (AQF 5) - International Institute of Technology (IIT) ~ 2017 - Commercial Law for Tax Agents Skill Set - Other - TAFE NSW ~ 2017 - Tax Law for Tax Agents Skill Set (Tax Documentation) - Other - TAFE NSW |