This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
foreign exchange contracts;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
derivatives;
foreign exchange contracts; and
interests in managed investment schemes limited to:
own managed investment scheme only;
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products including:
basic deposit products;
deposit products other than basic deposit products; and
non-cash payment products;
derivatives;
foreign exchange contracts;
general insurance products;
securities;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes excluding investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997); and
superannuation;
arranging for another person to issue, vary or dispose of a financial product in respect of the following classes of financial products:
securities; and
interests in managed investment schemes excluding investor directed portfolio services;
underwriting:
interests in managed investment schemes; and
an issue of securities;
operate the following kinds of registered managed investment schemes (including the holding of any incidental property) in its capacity as responsible entity:
PPF Enhanced Income Fund" scheme (ARSN: 099 838 061),
a scheme which only holds the following types of property:
derivatives;
financial assets; and
mortgages;
PPF Diversified Growth Fund" scheme (ARSN: 099 838 016),
a scheme which only holds the following types of property:
derivatives;
direct real property;
financial assets; and
mortgages
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Eugenio Ferla | 2004 | Bachelor of Business (Accounting) - Royal Melbourne Institute of Technology (RMIT) ~ Bachelor of Business (Accounting) - Royal Melbourne Institute of Technology (RMIT) ~ Certified Financial Planner Accreditation - Financial Planning Association of Australia ~ Certified Financial Planner Accreditation - Financial Planning Association of Australia ~ Certified Practising Accountant Accreditation - CPA Australia ~ Certified Practising Accountant Accreditation - CPA Australia ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association ~ Postgraduate Diploma of Finance - The University of Melbourne ~ Postgraduate Diploma of Finance - The University of Melbourne |