This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives restricted to derivatives utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations, in or in the value of, receipts or costs (including prices and interest rates);
foreign exchange contracts restricted to foreign exchange contracts utilised for the management of financial risk (hedging) which only have the purposes of:
management or mitigation of the financial consequences of particular circumstances happening; or
avoiding or limiting the financial consequences of fluctuations in the rate of exchange of foreign currency;
general insurance products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alicia Ferla | 2014 | Bachelor of Business (Accounting) - Royal Melbourne Institute of Technology (RMIT) ~ Certified Practising Accountant Accreditation - CPA Australia ~ Personal Financial Planning & Superannuation - CPA Australia |
| Eugenio Ferla | 2004 | Bachelor of Business (Accounting) - Royal Melbourne Institute of Technology (RMIT) ~ Bachelor of Business (Accounting) - Royal Melbourne Institute of Technology (RMIT) ~ Certified Financial Planner Accreditation - Financial Planning Association of Australia ~ Certified Financial Planner Accreditation - Financial Planning Association of Australia ~ Certified Practising Accountant Accreditation - CPA Australia ~ Certified Practising Accountant Accreditation - CPA Australia ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association ~ Diploma of Financial Services (Financial Markets) - Australian Financial Markets Association ~ Postgraduate Diploma of Finance - The University of Melbourne ~ Postgraduate Diploma of Finance - The University of Melbourne |
| Gabriel Ferla | 2017 | Certificate IV in Finance and Mortgage Broking - AAMC Training Group ~ Diploma Of Financial Planning - International Institute of Technology ~ RG146 Specialist Risk Management Course - International Institute of Technology |