This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Dylan Robert Williams | 2024 | 2023 - Bachelor of Business (Financial Planning) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2023 - Financial Adviser Exam - Other - ASIC |
| Hayden James White | 2005 | 2004 - Diploma in Financial Planning - - Deakin University/Tribeca ~ 2012 - Certificate IV Finance & Mortgage Broking - - Intellitrain ~ 2019 - FASEA - Other - FASEA ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Kirk Barry Jarrott | 1999 | 2002 - Diploma of Financial Planning - - Deakin University ~ 2004 - Associate Degree in Commerce - - University Southern Queensland ~ 2012 - Bachelor of Commerce - - University of New England ~ 2018 - Aged Care Specialist - Professional Designations - Aged Care Steps ~ 2022 - FASEA - Other - ASIC |