Politis Investment Strategies Pty ltd

AFS License Number
253125
Name
Politis Investment Strategies Pty ltd
ABN/ACN/ARBN
71106823241
Licensee issued
April 7, 2004
Address
Wickham, 2293, NSW

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
issuing, applying for, acquiring, varying or disposing of a financial product in respect of the following classes of financial products:
interests in managed investment schemes limited to:
MDA services; and
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.

Location

Advisers

Name First provided advice Qualification and trainings
 Aaron Patrick Fogarty 2017 Bachelor of Farm Management - University of Sydney ~ Diploma of Financial Planning - Mentor Education ~ Master of Commerce (Professional Accounting) - University of New England
 Alan Harold Klein 2004 Advanced Diploma of Financial Services (FinancialPlanning) FNS 60404 - Kaplan Professional Education ~ Certificate IV Finance and Mortgage Broking FNS40811 - AAMC Training Group ~ Certified Financial Planner 4 - FPA ~ RG146 Tier 1 Specialist Margin Lending Course - International Institute of Technology ~ Self Managed Superannuation Funds - Mentor Education
 Alex O'neill 2014 Bachelor of Business (International Business) - University of the Sunshine Coast (USC) ~ Diploma of Financial Planning - Integrity Education Group ~ Graduate Diploma in Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan ~ Self Managed Super Funds - Integrity
 Alison Joy Lees 2017 Bachelor of Arts/Bachelor of Commerce - Deakin University ~ Diploma in Financial Planning - International Institute of Technology (IIT) ~ FPC001B Economic & Legal Context for Financial Planning - Kaplan Professional ~ FPC002B Ethic & Professionalism in Financial Advice - Kaplan Professional ~ Graduate Diploma of Chartered Accounting - Institute of Chartered Accountants
 Andrew Phillip Morrison 2016 Bachelor of Business - CSU ~ RG146 - Generic Knowledge, Superannuation and SMSF - CPA Australia
 Angela Gay Wheatley 2016 Bachelor of Commerce Accounting - Curtin Universityof Technology ~ Diploma of Financial Planning - International Institute of Technology ~ Registered Tax Agent - Tax Practitioners Board ~ SMSF Strategies Specialist SMSF Adviser Training - Terra Cordis Pty Ltd
 Beau Mathew Gregory Lancaster 2015 /self Managed Superannuation Funds - Kaplan ~ Advance Diploma of Financial Planning - Mentor Education ~ Advanced Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education
 Bernadette Anne West 2007 Advanced Diploma of Financial Services(FNS60404) - Mentor ~ Bachelor of Commerce - Australian National University ~ Diploma of Financial Planning(FNS50804) - CPA Australia ~ Self Managed Superannuation Funds - Kaplan
 David Lennon 2003 Bachelor of Business - Edith Cowan University ~ Diploma in Financial Planning - Kaplan Professional ~ Superannuation & SMSF's Certificate of Completion - Kaplan Professional
 Emily Hewitt 2016 Bachelor of Business (Accounting) - Charles Sturt University ~ CPA Program - CPA Australia ~ FNS50611 Diploma of Financial Planning - Pinnacle Financial Academy ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional
 Gregory Politis 2004 Associate Diploma in Business (Accounting) - Hunter Institute of Technology ~ Bachelor of Commerce (Accounting) - University of Newcastle ~ CFP Education Program - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Self Managed Superannuation Funds Statement of Attainment - Kaplan Education
 Guy Timothy Williams 2015 Diploma of Financial Planning - Mentor Education ~ Graduate Certificate in Finance and Investments - FINSIA ~ Graduate Diploma of Applied Finance and Investments - FINSIA ~ Self Managed Super Funds - AAMC Training Group
 Jack Bartholomew Sharpe 2023 Bachelor of Mathematics - University of Newcastle ~ Graduate Diploma of Financial Planning - Kaplan
 Jennifer Karen Woods 2018 Bachelor of Economics - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional ~ Statement of Attainment Superannuation and Self Managed Superannuation Funds - Kaplan Professional
 Jock Alexander Evans 2022 Graduate Diploma of Financial Planning - Kaplan Professional
 Jon Stuart Fletcher 2016 Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 Joshua Anthony Cremona 2018 Bachelor of Commerce - Professional Accounting - Macquarie University ~ Diploma of Financial Planning - International Institute of Technology ~ Principles of Self Managed Superannuation Funds - International Institute of Technology
 Karen Liane Ridge 2016 Bachelor of Economics (Accounting) - Macquarie University ~ Diploma of Financial Planning - International Institute of Technology ~ SMSF Specialist Advisor - Self Managed Super Fund Association
 Linda Joy Kowalke 2017 Advanced Certificate in Management - TAFE NSW ~ Advanced Diploma of Accounting - TAFE NSW ~ Diploma in Financial Planning - International Institute of Technology ~ Master of Commerce (Professional Accounting) - University of New England ~ Principles in Self Managed Superannuation Funds - International Institute of Technology
 Marcus Gerard Walsh 2003 Advanced Diploma Financial Services (Financial Planning) - Kaplan Australia ~ Bachelor Commerce (Banking & Finance) - University of Canberra ~ Diploma Financial Services (Financial Planning) FNS5080 - Kaplan Australia ~ Tier 1 Margin Lending - Personal Advice - Kaplan
 Marissa Ann Bennett 2017 Advanced Diploma of Financial Planning - Kaplan Professional ~ Bachelor of Business - Edith Cowan University ~ Masters of Taxation - University of New South Wales ~ Superannuation & SMSF Statement of Attainment - Kaplan Professional
 Mark Joseph Valencic 2013 Diploma in Financial Planning - Kaplan Professional ~ Master of Accountancy - Charles Sturt University ~ Self Managed Superannuation Funds - Kaplan Professional
 Mary-anne Leonie Inglis 2016 CPA - CPA Australia ~ Diploma of Financial Planning - International Institute of Technology ~ Module 1 Financial Advice Foundation - CPA Australia ~ Registered Tax Agent - Tax Practitioners Board ~ SMSF Strategies Specialist SMSF Adviser Training - Terra Cordis Pty Ltd
 Melinda Jane Doidge 2017 Bachelor of Accounting/Information Systems - Central Queensland University ~ Diploma of Financial Planning - CPA Australia
 Nader Gariban 2017 Bachelor of Commerce (Accounting) - University of Western Sydney ~ CPA Program - Deaking University ~ Diploma of Financial Services (Financial Planning) - Intellitrain ~ Principles of Self Managed Superannuation Funds Certificate - International Institute of Technology (IIT)
 Neil William Marshall 2016 Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Commerce - University of Newcastle NSW ~ Diploma of Financial Planning - International Institute of Technology ~ Ethics and Professionalism in Financial Advice - Kaplan Professional ~ Principles in Self Managed Superannuation Funds - International Institute of Technology
 Nicholas Wayne Spencer 2016 Bachelor Of Commerce - University of Tasmania ~ Diploma of Finanical Planning - Integrity Education Group ~ SMSF Specialist - Integrity Education Group ~ SMSF Specialist Advisor - SMSF Association
 Peter Douglas Maundrell 2004 Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited ~ Master of Financial Planning - Kaplan Professional ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 Peter Rizomiliotis 2016 Bachelor of Business (Accounting) - Victoria University ~ Diploma of Financial Planning - International Institute of Technology ~ Foundation Diploma of Financial Planning - Financial Planning Association of Australia Ltd ~ Principles in self Managed Superannuation Funds - International Institute of Technology
 Peter Scioscia 2003 Bachelor of Commerce - University of Wollongong ~ Diploma of Financial Planning - International Institute of Technology ~ Principles in Self Managed Superannuation Funds - International Institute of Technology
 Philip Alexander Smith 2017 CPA - CPA Australia ~ Diploma of Financial Planning - International Institute of Technology ~ Principles of Self-Managed Superannuation Funds - International Institute of Technology ~ Registered Tax Agent - Tax Practitioners Board
 Renae Anne Wilson 2018 Bachelor of Commerce with a major in Financial Accounting - The University of Newcastle ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 Rhonda Annette Futterleib 2017 Bachelor of Economics - Macquarie University ~ Diplom in Financial Planning - Kaplan Professional ~ Self Managed Superannuation Funds Statement of Attainment - Kaplan Professional
 Ritesh Shankar 2006 Bachelor of Commerce - University Of Wollongong ~ Diploma of Financial Services (Finance/Mortgage Broking Management) - AAMC ~ Margin Lending - Pinnacle ~ Self Managed Super Fund Course - Kaplan
 Sally Elizabeth Callen 2016 Bachelor of Commerce - The University of Newcastle ~ Diploma of Financial Planning - International Institute of Technology ~ Master of Taxation - The University of NSW ~ Specialist Self Managed Superannuation Funds Course - International Institute of Technology
 Salvatore Santoro 2018 Certified Practising Accountant - CPA Australia ~ Derivatives - International Institute of Technology ~ Diploma of Financial Planning - International Institute of Technology ~ SMSF - Pinnacle Financial Services Academy ~ Securities - International Institute of Technology
 Scott Albert Millson 2002 Bachelor of Business (Financial Planning) - RMIT ~ Certified Financial Planner - FPA ~ SuperConcepts & ICFS Specialist SMSF - SuperConsepts
 Shane Matthew Mcgrath 2016 Bachelor of Commerce - University of Newcastle ~ Certified Practising Accountant - CPA ~ Diploma of Financial Planning - Mentor Education ~ Self Managed Superannuation Fund Adviser (Personal Advice) - Mentor Education
 Stewart David Temesvary 2017 Bachelor of Economics - Sydney University ~ Chartered Accountant - Institute of Chartered Accountants Australia & New Zealand ~ Diploma of Financial Planning - International Institute of Technology (IIT) ~ Principles in Self Managed Superannuation Funds - International Institute of Technology (IIT)
 Stuart Thomas Wolfe 2006 Bachelor of Commerce - University of Newcastle ~ Diploma of Financial Services (Financial Planning) - Finsia Education ~ Margin Lending & Geared Investments Statement of Attainment - Kaplan Professional ~ Master of Taxation - Curtin University ~ Self Managed Superannuation Funds Statement of Attainment - Kaplan Professional
 Timothy Michael Jennings 2012 Diploma of Finance and Mortgage Broking Management - The National Finance Institute ~ Diploma of Financial Services - Intellitrain ~ Master of Business - The University of Newcastle Australia
 Turgay Gungor 2015 Bachelor of Business - Edith Cowan University ~ Diploma of Financial Planning - Mentor Education ~ Specialist Self Managed Superannuation Fund - Mentor Education
 Tye Walter Olsen 2017 Bachelor of Commerce (Financial Accounting) - The University of Newcastle Australia ~ Diploma of Financial Planning - Kaplan ~ Diploma of Financial Services (Mortgage Broking) - The National Finance Institute
 William Ambrose Kelly 2017 Bachelor of Business (Accounting) - Deakin University ~ Diploma of Financial Planning - International Institute of Technology (IIT) ~ Specialist SMSF Certificate - International Institute of Technology (IIT)