This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Mark Campbell Opie | 2006 | 2002 - Bachelor of Business Banking and Finance - Bachelor Degree (AQF 7) - University of South Australia ~ 2007 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - FINSIA ~ 2019 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |
| Olulopeye Peter Oyekanmi | 2018 | 2009 - Bachelor of Science - Bachelor Degree (AQF 7) - University of Michigan ~ 2013 - Diploma Financial Planning - Diploma (AQF 5) - Investment Banking Institute ~ 2013 - Diploma of Financial Planning - Diploma (AQF 5) - IBI ~ 2015 - Master of Finance - Masters Degree (AQF 9) - RMIT ~ 2015 - Master of Finance - Masters Degree (AQF 9) - Royal Melbourne Institute of Technology ~ 2022 - Specialist SMSF course - Other - Super Concepts ~ 2023 - Australian Taxation Law for Tax (financial) Advisers - Other - AAMC Training Group ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |