This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Caroline Mulvaney | 2007 | B Bus (Financial Planning) - RMIT |
Gavin Peter Collopy | 2003 | ADFS (FP) - Deakin ~ CFP - FPA |
Louay Sleiman | 2015 | B Bus (Financial Planning) - La Trobe University ~ Certified Financial Planning 1,2,3,4 - Financial Planning Association |
Martin Robert Mcintosh | 1997 | Ass Dip Bus (Acc) - Box Hill Tafe ~ B Bus (Financial Planning) - RMIT ~ CFP - FPA/ Deakin ~ Certificate IV Finance & Mortgage Broking - AAMC |
Matthew Peter Hunter | 2008 | B Bus (Financial Planning) - RMIT ~ CFP - FPA |
Peter Robert Bailey | 2006 | B Bus (Economics & Finance) - RMIT ~ CFP - FPA |