This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Caroline Mulvaney | 2007 | 2008 - B Bus (Financial Planning) - Bachelor Degree (AQF 7) - RMIT |
| Gavin Peter Collopy | 2003 | 2005 - ADFS (FP) - - Deakin ~ 2009 - CFP - - FPA |
| Louay Sleiman | 2015 | 2014 - B Bus (Financial Planning) - Bachelor Degree (AQF 7) - La Trobe University ~ 2017 - Certified Financial Planning 1,2,3,4 - - Financial Planning Association |
| Martin Robert Mcintosh | 1997 | 1994 - Ass Dip Bus (Acc) - - Box Hill Tafe ~ 2000 - B Bus (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2003 - CFP - - FPA/ Deakin ~ 2014 - Certificate IV Finance & Mortgage Broking - - AAMC |
| Matthew Peter Hunter | 2008 | 2006 - B Bus (Financial Planning) - Bachelor Degree (AQF 7) - RMIT ~ 2013 - CFP - - FPA |
| Peter Robert Bailey | 2006 | 2006 - B Bus (Economics & Finance) - Bachelor Degree (AQF 7) - RMIT ~ 2010 - CFP - - FPA |