This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Wilson | 2006 | Diploma - Financial Planning - Pinnacle Financial Services Academy ~ Postgraduate Certificate Applied Finance - Macquarie University ~ Self Managed Superannuation Funds & Margin Lending - Kaplan Professional |
| Carmelo Viola | 1999 | Advanced Diploma of Financial Planning - Tribeca ~ Certified Financial Planner Certification - Financial Planning Association of Australia |
| David Scott Mcgill | 2006 | Bachelor of Business Majoring in Accounting - Kuring-gai College of Advanced Education ~ Financial Planning Propert Authority - Institure of Chartered Accountants in Australia |
| Jamie Grant Arnott | 2016 | Bachelor of Applied Finance - Macquarie University ~ Bachelor of Economics - Macquarie University ~ Diploma of Financial Planning - Kaplan Professional |
| Jordan Kennedy | 2008 | Bachelor of Business (Accounting) - University of Western Sydney ~ Diploma of Finance and Mortgage Broking Management - Finance & Related Services Training Academy ~ Diploma of Financial Services (Financial Planning) - Mentor Education ~ Graduate Certificate in Entrepreneurship & Innovation - The University of Adelaide |
| Karlson Tan | 2022 | Bachelor of Business (majoring in Finance and Economics) - University of Technology, Sydney ~ Graduate Diploma of Financial Planning - KAPLAN Professional |
| Martin James Fowler | 1999 | Bachelor of Business - University of Technology ~ Graduate Diploma in Applied Finance & Investment - Majoring in Investment Management - Securities Institute of Australia ~ Graduate Diploma in Financial Planning - Secuties Institute of Australia |
| Michael Hart | 2022 | Bachelor of Economics - University of Sydney ~ Graduate Diploma of Financial Planning - Kaplan |
| Peter Nevill | 2023 | Bachelor of Management (Marketing & Commercial Law majors) - Deakin University ~ Graduate Diploma Financial Planning - Kaplan ~ Master of Financial Planning - Kaplan |
| Praveena Rajanayagam | 2017 | B. App Finance - Macquairie University ~ CFP 1- 4 - The Financial Planning Association of Australia ~ Diploma of Financial Planning - Kaplan Profssional |