This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Wilson | 2006 | 2007 - Diploma - Financial Planning - - Pinnacle Financial Services Academy ~ 2011 - Self Managed Superannuation Funds & Margin Lending - - Kaplan Professional ~ 2015 - Postgraduate Certificate Applied Finance - - Macquarie University ~ 2021 - Master of Financial Planning - Masters Degree (AQF 9) - UNSW |
| David Scott Mcgill | 2006 | 1986 - Bachelor of Business Majoring in Accounting - - Kuring-gai College of Advanced Education ~ 2002 - Financial Planning Propert Authority - - Institure of Chartered Accountants in Australia |
| Jordan Kennedy | 2008 | 2006 - Bachelor of Business (Accounting) - - University of Western Sydney ~ 2008 - Diploma of Financial Services (Financial Planning) - - Mentor Education ~ 2013 - Diploma of Finance and Mortgage Broking Management - - Finance & Related Services Training Academy ~ 2015 - Graduate Certificate in Entrepreneurship & Innovation - - The University of Adelaide |
| Karlson Tan | 2022 | 2018 - Bachelor of Business (majoring in Finance and Economics) - Bachelor Degree (AQF 7) - University of Technology, Sydney ~ 2021 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Higher Education Pty Limited ~ 2025 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Higher Education Pty Limited |
| Martin James Fowler | 1999 | 1992 - Bachelor of Business - Bachelor Degree (AQF 7) - University of Technology Sydney ~ 1995 - Chartered Accountant - Professional Designations - Chartered Accountants Australia and New Zealand ~ 1999 - Graduate Diploma in Financial Planning (Historical SIA/FINSIA) - Graduate Certificate (AQF 8) - Kaplan Higher Education Pty Limited ~ 2002 - Graduate Diploma in Applied Finance & Investment - Majoring in Investment Management - - Securities Institute of Australia ~ 2024 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Higher Education |
| Praveena Rajanayagam | 2017 | 2014 - Bachelor of Applied Finance and Bachelor of Commerce - Professional Accounting - Bachelor Degree (AQF 7) - Macquarie University ~ 2015 - Diploma of Financial Planning - Diploma (AQF 5) - Kaplan Higher Education Pty Limited ~ 2017 - CFP - Other - Financial Advice Association of Australia Limited |