This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Alison Grace Fischer | 2012 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Commerce - University of Newcastle ~ Certified Financial Planner - Financial Advice Association Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Self Managed Superannuation Funds - Kaplan Professional Education |
| Joshua Edward Drake | 2000 | Bachelor of Commerce - University of Newcastle ~ CPA Public Practice Certificate - CPA Australia ~ Certified Financial Planner - Financial Planning Association of Australia ~ PS146 Knowledge Assessment - Integratec |
| Karen Louise Faehndrich | 2003 | Advanced Diploma of Financial Planning - Kaplan Professional Education ~ Bachelor of Business - University of Newcastle ~ Bachelor of Economics - University of Newcastle ~ Certified Financial Planner - Deakin University ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Lydia Blakemore | 2010 | Advanced Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Bachelor of Business - University of Newcastle ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Services (Financial Planning) - Kaplan Professional Education ~ Margin Lending and Geared Investments - Kaplan Professional Education |
| Mark Robert Alexander | 1996 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Master of Business Administration - University of Melbourne |
| Matthew Douglas Kerr | 2000 | Bachelor of Commerce - University of Newcastle ~ CA Financial Planning Specialist - Chartered Accountants Australian and New Zealand ~ Certified Financial Planner - Financial Advice Association Australia ~ Industry Standard Education - RG146 specialist knowledge - Financial Planning Association of Australia (FPA) ~ SMSF Specialist Adviser (SSA) - Self-Managed Super Fund Association |
| Tim Deamer | 1994 | Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - Deakin University ~ Master of Commerce (Financial Planning) - University Of Western Sydney ~ SMSF Specialist Adviser - SMSF Professionals' Association of Australia |
| Todd Craig Woods | 0 | Bachelor of Commerce - University of Newcastle ~ Graduate Diploma of Financial Planning - Kaplan Professional |