This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
Name | First provided advice | Qualification and trainings |
---|---|---|
Jason Richard Henry Powell | 2000 | Advanced Diploma of Financial Services (ADFS) - Kaplan ~ Diploma of Financial Markets - Securities Institute of Australia ~ Master of Business Administration - Charles Sturt University |
Johannes Hendricus Stoel | 2007 | ASX Accredited Listed Products Adviser - Kaplan ~ Advanced Diploma in Financial Planning - Kaplan ~ Bachelor of Business (Banking & Finance) - UTS ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan |
Peter Alan Coombes | 2005 | Accredited List Product Adviser Program - Kaplan Education Pty Limited ~ Associate Degree in Commerce - The University of Southern Queensland ~ Cavendish & ICFS Specialist SMSF Course - The University of Adelaide ~ Master of Business Administration (Corporate) - Bond University ~ Master of Financial Planning - University of the Sunshine Coast |