This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Jason Richard Henry Powell | 2000 | 2000 - Diploma of Financial Markets - - Securities Institute of Australia ~ 2006 - Advanced Diploma of Financial Services (ADFS) - - Kaplan ~ 2008 - Master of Business Administration - - Charles Sturt University |
| Johannes Hendricus Stoel | 2007 | 2004 - Bachelor of Business (Banking & Finance) - Bachelor Degree (AQF 7) - UTS ~ 2009 - ASX Accredited Listed Products Adviser - - Kaplan ~ 2012 - Advanced Diploma in Financial Planning - Advanced Diploma (AQF 6) - Kaplan ~ 2019 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |
| Laura Busfield | 0 | 2021 - Bachelor of Business (Finance) - Bachelor Degree (AQF 7) - Queensland University of Technology ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - KAPLAN |
| Peter Alan Coombes | 2005 | 2003 - Associate Degree in Commerce - - The University of Southern Queensland ~ 2006 - Master of Financial Planning - - University of the Sunshine Coast ~ 2013 - Cavendish & ICFS Specialist SMSF Course - - The University of Adelaide ~ 2013 - Master of Business Administration (Corporate) - - Bond University ~ 2014 - Accredited List Product Adviser Program - - Kaplan Education Pty Limited |