This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Christopher John Launer | 1998 | 1997 - Membership of the Executor and Trustee Institute - - Executor and Trustee Institute ~ 2001 - Diploma in Financial Planning (DFP) - - Deakin University ~ 2006 - SMSF Specialist Advisor (SSA) - - Self-Managed Super Fund Professional Association ~ 2024 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |
| Matthew Daniel Anderson | 2012 | 2006 - Bachelor of Economics - - University of Adelaide ~ 2008 - Diploma of Financial Services (Financial Planning) - - Kaplan ~ 2013 - Master of Applied Financie (Major in Financial Planning) - - Kaplan |
| Matthew Paul Strickland | 2007 | 2008 - Diploma of Financial Planning - - Kaplan ~ 2011 - Margin Lending Accreditation Program - - Financial Essentials Pty Ltd ~ 2014 - Advanced Diploma Financial Planning - - Kaplan ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan |