This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrea Taylor | 1999 | Certified Financial Planner - FPA ~ Diploma Financial Planning - FPA ~ Graduate Diploma of Financial Planning - Kaplan |
| Brent Geoffrey Butcher | 2018 | Advising in SMSFs - CPA ~ Bachelor of Business (Accounting) - Monash University ~ CPA Certificate of Public Practice - CPA ~ Diploma of Financial Planning - CPA Australia ~ Superannuation - CPA |
| Darren Jennings | 2017 | Bachelor of Business - Victoria University ~ CA SMSF Specialist Accreditation Course - Chartered Accountants ~ FNS10 - RG146 Superannuation - Terra Cordis |
| Ian Craig Mein | 1990 | Certified Financial Planner - FPA ~ SMSF Specialist Adviser - SMSF Association |
| Jayden Trent Allison | 2016 | Bachelor of Commerce - Federation University ~ Diploma of Financial Planning - Kaplan Professional |
| Katrina Jane Van Gunst | 2010 | Advanced Diploma Financial Services (Financial Planning) - GWM Adviser Services Limited ~ Diploma of Share Trading & Investment - Wealth Within Institute ~ Graduate Diploma Financial Planning - Kaplan Professional ~ Master of Financial Planning - Kaplan Professional ~ SMSF Specialist Adviser - SMSF Association |
| Tracey Catherine Gordijn | 2016 | Bachelor Business - Monash University ~ Diploma of Financial Planning - Mentor Education |