This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Brent Geoffrey Butcher | 2018 | 2003 - Bachelor of Business (Accounting) - - Monash University ~ 2015 - CPA Certificate of Public Practice - - CPA ~ 2016 - Diploma of Financial Planning - - CPA Australia ~ 2017 - Superannuation - - CPA ~ 2018 - Advising in SMSFs - - CPA |
| Darren Jennings | 2017 | 1996 - Bachelor of Business - - Victoria University ~ 2012 - CA SMSF Specialist Accreditation Course - Certificate (AQF 1-4) - Chartered Accountants ~ 2017 - FNS10 - RG146 Superannuation - - Terra Cordis |
| Jayden Trent Allison | 2016 | 2016 - Diploma of Financial Planning - - Kaplan Professional ~ 2018 - Bachelor of Commerce - - Federation University |
| Katrina Jane Van Gunst | 2010 | 2011 - Advanced Diploma Financial Services (Financial Planning) - - GWM Adviser Services Limited ~ 2013 - Diploma of Share Trading & Investment - - Wealth Within Institute ~ 2014 - SMSF Specialist Adviser - - SMSF Association ~ 2018 - Graduate Diploma Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional ~ 2019 - Master of Financial Planning - Masters Degree (AQF 9) - Kaplan Professional |
| Tracey Catherine Gordijn | 2016 | 1999 - Bachelor Business - - Monash University ~ 2013 - Diploma of Financial Planning - - Mentor Education |