This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
general insurance products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Marc Liew | 2018 | Bachelor of Business - Central Queensland University ~ Certified Practising Accountant - CPA ~ Ethics and professionalism in Financial Advice - Kaplan Professional ~ FNS50615 Diploma of Financial. Planning - CPA ~ Master of Taxation - University of Sydney |
| Matthew James Vickers | 2012 | Applied Finance (Financial Planning) - Kaplan ~ Certified Financial Planner - FPA ~ Diploma of Finance and Mortgage Broking Management - Kaplan Professional ~ Economics (Economics, Finance) - University of Sydney ~ Ethics and Professionalism in Financial Advice - Kaplan Professional |
| Peter George Vickers | 2003 | Bachelor or Economics - University of Sydney ~ Diploma of Financial Services - FPA ~ Ethics and professionalism in Financial Advice - Kaplan Professional |
| Shobhana Patel | 2017 | Chartered Accountant - Chartered Accountant Australia and New Zealand ~ Diploma in Financial Planning - International Institute of Technology ~ FPC002B Ethics and Professionalism in Financial Advice - Kaplan Professional ~ FPC007B Client Engagement Skills - Kaplan Professional ~ Financial adviser exam - ASIC |