This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
derivatives;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Mark Anthony Oosterling | 2006 | 1999 - Bachelor of Economics - - University of Western Australia ~ 2005 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2005 - Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2010 - Margin Lending and Geared Investments - - Kaplan Professional |
| Michael Scaffidi | 2003 | 1999 - Bachelor of Commerce (Economics and Finance) With Honours - - Curtin University of Technology ~ 2003 - Diploma of Financial Services (Financial Planning) - - Commonwealth Bank ~ 2004 - Graduate Diploma in Applied Finance and Investment - - Securities Insititute of Australia ~ 2007 - Advanced Diploma of Financial Services (Financial Planning) - - Tribeca ~ 2011 - Certified Financial Planner - - Financial Planning Association of Australia |
| Trevor Jim Tollis | 2014 | 2003 - Advanced Diploma of Accounting - - Central TAFE ~ 2008 - Bachelor of Commerce, Accounting and Financial Planning - - Curtin University of Technology ~ 2012 - Advanced Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2012 - Diploma of Financial Services (Financial Planning) - - Kaplan Professional ~ 2017 - Certified Financial Planner - - Financial Planning Association of Australia |