This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Andrew Allan Lord | 2008 | Bachelor of Business (Accounting) - Deakin University ~ Diploma of Financial Services (Financial Planning) - FSTA |
| James Patterson | 1999 | Diploma of Financial Services (Financial Planning) - Tribeca |
| Larissa John Tapsall | 2018 | Diploma of Financial Planning - Kaplan Professional |
| Matthew Ross Hennig | 2018 | Diploma of Financial Planning - Mentor Education ~ Diploma of Financial Planning - Mentor Education |
| Neel Shantibhai Popat | 2018 | Advanced Diploma of Financial Planning - Kaplan Professional ~ Diploma of Financial Planning - Kaplan Professional ~ Master of Accounting (Honours) - Swinburne University of Technology |