This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
interests in managed investment schemes limited to:
MDA services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Ashley Davidson | 2009 | Diploma of Financial Services - The Carlyle Institute ~ Diploma of Financial Services - The Carlyle Institute ~ Graduate Diploma of Applied Finance and Investment - Securities Institute ~ Graduate Diploma of Applied Finance and Investment - Securities Institute |
| Kerri Davey | 2004 | Advanced Diploma of Financial Services (Financial Planning) - Tribeca ~ Certified Financial Planner - FPA ~ Diploma of Financial Services (Financial Planning) - Tribeca |
| Michelle Bryant | 2023 | Bachelor of Commerce - Deakin ~ Ethics and Professionalism in Financial Advice - Kaplan |
| Pinchas Chaim Lebovits | 2016 | Advanced Diploma Of Financial Planning - Mentor Education ~ Bachelor of Business (Accounting) - Monash University ~ Bachelor of Business (Banking and Finance) - Monash University ~ Ethics and Professionalism in Financial Advice - Kaplan ~ Self Managed Superannuation Fund Advisor (Personal Advice) - Mentor Education |