This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;oducts;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to issue, apply for, acquire, vary or dispose of a financial product limited to:
managed investment schemes limited to MDA services to wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
derivatives to retail and wholesale clients;oducts;
managed investment schemes including IDPS to retail and wholesale clients;
managed investment schemes limited to MDA services to retail and wholesale clients;
margin lending facilities limited to standard facilities to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Cameron (james) Crawford | 2018 | 2015 - Bachelor of Commerce (Marketing) - Bachelor Degree (AQF 7) - The University of Sydney ~ 2017 - Tier One - Securities and Managed Investments - General Advice - Other - Kaplan Professional ~ 2018 - Margin Lending Accreditation - Other - Stockbrokers and Financial Advisers Association ~ 2019 - MASTER OF APPLIED FINANCE - Masters Degree (AQF 9) - KAPLAN HIGHER EDUCATION PTY LTD ~ 2020 - Ethics for Professional Advisers bridging unit - Bridging Course - Ethics - KAPLAN HIGHER EDUCATION ~ 2020 - Financial Advice Regulatory & Legal Obligations bridging unit - Bridging Course - Regulation & Legal Obligations - KAPLAN HIGHER EDUCATION ~ 2021 - Behavioural Finance: Client and Consumer Behaviour, Engagement and Decision-Making bridging unit - Bridging Course - Behavioural Finance - KAPLAN HIGHER EDUCATION ~ 2021 - Superannuation and Retirement Advice - Other - KAPLAN HIGHER EDUCATION PTY LTD |
| Claire Dickinson | 1994 | 1999 - General Securities Representative (Series 7) Examination - Other - National Association of Securities Dealers ~ 1999 - Graduate Diploma in Applied Finance and Investment - Graduate Diploma (AQF 8) - Securities Institute Education ~ 2012 - Accredited Derivatives Adviser Level 2 Exam - Other - Kaplan Professional Education ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional |