This licence authorises the licensee to carry on a financial services business to provide financial service(s) limited to:
Provide financial product advice limited to personal and general financial product advice limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
superannuation to retail and wholesale clients.
Deal in a financial product limited to apply for, acquire, vary or dispose of a financial product on behalf of another person limited to:
basic deposit products to retail and wholesale clients;
debentures, stocks or bonds issued or proposed to be issued by a government to retail and wholesale clients;
life products limited to investment life insurance products to retail and wholesale clients;
life products limited to life risk insurance products to retail and wholesale clients;
managed investment schemes including IDPS to retail and wholesale clients;
non-basic deposit products to retail and wholesale clients;
retirement savings accounts to retail and wholesale clients;
securities to retail and wholesale clients; and
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Prudence Elizabeth Martin | 2008 | 2004 - Bachelor Commerce - Bachelor Degree (AQF 7) - University of New England ~ 2011 - Masters of Applied Finance (Financial Planning) - Masters Degree (AQF 9) - Kaplan ~ 2015 - Certified Financial Planner - Professional Designations - FPA ~ 2019 - Ethics and Professional in Financial Advice - FPC002B - Bridging Course - Ethics - Kaplan Higher Education |