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Ozplan Financial Services Pty ltd

AFS License Number
221235
Name
Ozplan Financial Services Pty ltd
ABN/ACN/ARBN
35005391202
Licensee issued
Sept. 1, 2002
Address
Benalla, 3672, VIC

Licence conditions

This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.

Location

Advisers

NameFirst provided adviceQualification and trainings
 Angus Allan Robertson1997Bachelor of Business (ACC) - RMIT University ~ Diploma of Financial Planning (FPA) - Financial Planning Association
 Bree Kristie Hanslow2017Bachelor of Business (Accounting) - Victoria University ~ CFP - FPA
 Brendan James Smith1987Bachelor of Business - Charles Sturt University ~ Certified Financial Planner - Financial Planning Association of Australia
 Dayne Newel Lytras1997Bachelor of Business - University of Southern Queensland ~ CFP - Finanical Planning Association of Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia Limited
 Elisabeth Joan Keilty2003Accredited Aged Cared Professional Aged Care Step Course - Aged Care Steps Pty Ltd ~ Bachelor of Business (Accounting) - RMIT
 Glenn Allan Setches2003Accredited Aged Care Professional Aged Care Steps - Aged Care Steps Pty Ltd ~ Diploma of Business in Accounting - Gippsland Institute of Advanced Education ~ Diploma of Financial Planning - Deakin University / Financial Planning Association
 Gregory David Luscombe2004Bachelor of Commerce (Honors) - University of Melbourne ~ Graduate Certifcate in Financial Planning - Securities Institute
 Jeremy John Hall2017Advanced Diploma of Financial Planning - Monarch Institute ~ Bachelor of Business (Accounting) - La Trobe University ~ Diploma of Financial Planning - Monarch Institute
 Jessica Elyse Nance2013Advanced Diploma of Financial Planning - International Institute of Technology ~ Bachelor of Commerce (Financial Planning and Accounting) - Deakin University ~ Certified Financial Planner - Financial Planning Association of Australia ~ Diploma of Financial Planning - International Institute of Technology
 Joshua Pennell2009Bachelor of Economics & Finance - RMIT University ~ Certified Financial Planner Program - FINSIA ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Lauren Maree Wilson2002Accredited Age Care Professional - Age Care Steps ~ Bachelor of Business (Financial Planning) - Royal Melbourne Institution of Technology ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Laurence Ian Pennell1987Bachelor of Commerce - University of Melbourne ~ Diploma of Financial Planning - RMIT / Financial Planning Association ~ Margin Lending & Geared Investments - Kaplan ~ Self Managed Superannuation Funds - Tribeca (now Kaplan)
 Myles James Martin2006Advanced Diploma of Financial Planning - Kaplan Professional ~ Advanced Diploma of Financial Services - Mentor Education ~ Diploma of Financial Planning - Mentor Education
 Nicholas Guy Bird2000Bachelor of Business - Swinburne University of Technology ~ Diploma of Financial Planning - Deakin University ~ Margin Lending & Geared Investment - Kaplan ~ Self Managed Superannuation Funds - Kaplan
 Ross William Deeath1988Bachelor of Commerce - Deakin University ~ Certified Financial Planner - FPA ~ Certified Practising Accountant - CPA Australia ~ Diploma of Financial Planning - Financial Planning Association of Australia
 Timothy Martin Buckley2001Accredited Aged Care Professional (TM) - Aged Care Steps ~ Bachelor of Business (Banking and Finance) - University of Southern Queensland ~ Diploma of Financial Planning - Financial Planning Association of Australia ~ Fellow, Chartered Financial Practitioner - Association of Financial Advisers ~ Self Managed Superannuation Funds - Tribeca Learning
 Vicki Joy Dosser2017ASIC RG146 Accredited (Limted) - Pinnacle ~ Bachelor of Business (Accounting) - Charles Sturt
 Vincenzo Gagliardi1999Bachelor of Business - La Trobe University ~ Certified Financial Planner - Deakin University/ Financial Planning Association ~ Diploma of Financial Planning - Deakin University/ Financial Planning Association ~ Self Managed Superannuation Fund - Tribeca
 Yianni Palios0ACG Retirement Living & Aged Care Specialist TM Program - Retirement Living & Aged Care Specialist ~ Commerce - Deakin ~ Introduction to Physical Computing - Lancaster University ~ Work & Training Professional Year Quarter1 - FASEA ~ Work & Training Professional Year Quarter2 - FASEA