This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation; and
deal in a financial product by:
arranging for another person to apply for, acquire, vary or dispose of financial products in respect of the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities;
standard margin lending facility; and
superannuation;
to retail clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Bree Kristie Hanslow | 2017 | 2011 - Bachelor of Business (Accounting) - - Victoria University ~ 2016 - CFP - - FPA |
| Darcy Keith Morris | 2022 | 2015 - Business - Bachelor Degree (AQF 7) - Blue Mountains International Hotel Management School ~ 2021 - Financial Planning - Graduate Diploma (AQF 8) - Griffith University |
| Gregory David Luscombe | 2004 | 1984 - Bachelor of Commerce (Honors) - - University of Melbourne ~ 2004 - Graduate Certifcate in Financial Planning - - Securities Institute |
| Jessica Elyse Nance | 2013 | 2009 - Bachelor of Commerce (Financial Planning and Accounting) - - Deakin University ~ 2011 - Diploma of Financial Planning - - International Institute of Technology ~ 2012 - Advanced Diploma of Financial Planning - - International Institute of Technology ~ 2017 - Certified Financial Planner - - Financial Planning Association of Australia |
| Joshua Pennell | 2009 | 2004 - Bachelor of Economics & Finance - - RMIT University ~ 2007 - Certified Financial Planner Program - - FINSIA ~ 2009 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan |
| Lauren Maree Wilson | 2002 | 2004 - Bachelor of Business (Financial Planning) - - Royal Melbourne Institution of Technology ~ 2008 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending & Geared Investments - - Kaplan ~ 2015 - Accredited Age Care Professional - - Age Care Steps |
| Laurence Ian Pennell | 1987 | 1975 - Bachelor of Commerce - - University of Melbourne ~ 1994 - Diploma of Financial Planning - - RMIT / Financial Planning Association ~ 2005 - Self Managed Superannuation Funds - - Tribeca (now Kaplan) ~ 2010 - Margin Lending & Geared Investments - - Kaplan |
| Myles James Martin | 2006 | 2012 - Diploma of Financial Planning - - Mentor Education ~ 2015 - Advanced Diploma of Financial Services - - Mentor Education ~ 2021 - Advanced Diploma of Financial Planning - Advanced Diploma (AQF 6) - Kaplan Professional |
| Nicholas Guy Bird | 2000 | 1998 - Bachelor of Business - - Swinburne University of Technology ~ 1999 - Diploma of Financial Planning - - Deakin University ~ 2006 - Self Managed Superannuation Funds - - Kaplan ~ 2010 - Margin Lending & Geared Investment - - Kaplan |
| Snigdha Gupta | 0 | 2022 - Financial Planning - Graduate Certificate (AQF 8) - Kaplan |
| Timothy Martin Buckley | 2001 | 1991 - Bachelor of Business (Banking and Finance) - - University of Southern Queensland ~ 2003 - Diploma of Financial Planning - - Financial Planning Association of Australia ~ 2004 - Self Managed Superannuation Funds - - Tribeca Learning ~ 2015 - Accredited Aged Care Professional (TM) - - Aged Care Steps ~ 2016 - Fellow, Chartered Financial Practitioner - - Association of Financial Advisers |
| Vincenzo Gagliardi | 1999 | 1998 - Bachelor of Business - - La Trobe University ~ 2003 - Diploma of Financial Planning - - Deakin University/ Financial Planning Association ~ 2005 - Certified Financial Planner - - Deakin University/ Financial Planning Association ~ 2006 - Self Managed Superannuation Fund - - Tribeca |
| Yianni Palios | 2023 | 2020 - Commerce - Bachelor Degree (AQF 7) - Deakin ~ 2020 - Introduction to Physical Computing - Certificate (AQF 1-4) - Lancaster University ~ 2020 - Work & Training Professional Year Quarter1 - Certificate (AQF 1-4) - FASEA ~ 2021 - ACG Retirement Living & Aged Care Specialist TM Program - Other - Retirement Living & Aged Care Specialist ~ 2021 - Work & Training Professional Year Quarter2 - Certificate (AQF 1-4) - FASEA |