This licence authorises the licensee to carry on a financial services business to:
provide financial product advice for the following classes of financial products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation; and
deal in a financial product by:
applying for, acquiring, varying or disposing of a financial product on behalf of another person in respect of the following classes of products:
deposit and payment products limited to:
basic deposit products;
deposit products other than basic deposit products;
debentures, stocks or bonds issued or proposed to be issued by a government;
life products including:
investment life insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds; and
life risk insurance products as well as any products issued by a Registered Life Insurance Company that are backed by one or more of its statutory funds;
interests in managed investment schemes including:
investor directed portfolio services;
retirement savings accounts ("RSA") products (within the meaning of the Retirement Savings Account Act 1997);
securities; and
superannuation;
to retail and wholesale clients.
| Name | First provided advice | Qualification and trainings |
|---|---|---|
| Fletcher Kibble | 2021 | 2018 - Bachelor of Commerce (Economics and Financial Planning) - Bachelor Degree (AQF 7) - Griffith University ~ 2020 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2023 - FPE020 SMSF Regulations and Taxation - Other - Kaplan Professional ~ 2024 - Certified Financial Planner - Professional Designations - Financial Advice Association Australia (FAAA) |
| Mark O'flynn | 2009 | 2007 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Queensland ~ 2007 - Bachelor of Economics - Bachelor Degree (AQF 7) - University of Queensland ~ 2009 - Diploma of Financial Services - Diploma (AQF 5) - Kaplan Professional ~ 2011 - Chartered Financial Analyst Designation - Other - Chartered Financial Analyst Institute ~ 2017 - Certified Financial Planner - Other - Deakin University |
| Mark Sebastian Grasso | 2018 | 2018 - Bachelor of Business (Financial Management) - Bachelor Degree (AQF 7) - James Cook University ~ 2021 - FPC001B Economic & Legal Context for Financial Planning - Bridging Course - Regulation & Legal Obligations - Kaplan Professional ~ 2021 - FPC002B Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan Professional ~ 2022 - Graduate Diploma of Financial Planning - Graduate Diploma (AQF 8) - Kaplan Professional |
| Shannon Louise Victor | 2024 | 2019 - Bachelor of Commerce - Bachelor Degree (AQF 7) - University of Southern Queensland ~ 2022 - Masters of Applied Finance(Financial Planning) - Masters Degree (AQF 9) - Charles Sturt University |
| Simon Lawrence Hepson | 2013 | 2011 - Bachelor of Business - Bachelor Degree (AQF 7) - QUT ~ 2014 - Cert IV in Finance & Mortgage Broking - - Kaplan ~ 2018 - Masters of Financial Planning - Masters Degree (AQF 9) - Griffith University ~ 2019 - Certified Financial Planner - Other - Deakin University ~ 2020 - Ethics and Professionalism in Financial Advice - Bridging Course - Ethics - Kaplan |